Samuel Eberts has been an investment adviser representative at L & W Financial since July 2023, and is not listed among the firm’s executive officers or direct owners. Samuel Eberts holds a Degree in Geology from Lake Superior State University.
L & W Financial, LLC is a College Station, TX firm with $207M under management, 724 clients and 8 advisers across 5 offices, as of its July 2026 filing.
Sam Eberts is Chief Experience Officer (CXO) of Dugan Brown. Since 2018, Eberts has been educating federal employees on their benefits and how to maximize their choice of what the government offers. He routinely travels around the country as the main speaker for federal retirement workshops and works with clients from a diverse selection of federal agencies.
Samuel Eberts’ longest registration is the current one, 3 years at L & W Financial since 2023. Before joining L & W Financial in 2023, Samuel Eberts was registered through Corecap Advisors.
- Corecap Advisors– · 2 yearsDublin, OH · Adviser representative · Firm CRD 158819
Investment adviser representative registrations
Samuel Eberts is registered as an investment adviser representative in 7 states, as a resident of Texas. The first approvals date from July 2023; the most recent is Pennsylvania, in February 2026.
- FloridaSince 31 October 2023
- IllinoisSince 27 October 2023
- MinnesotaSince 5 February 2025
- OhioSince 31 October 2023
- PennsylvaniaSince 24 February 2026
- TexasResidentSince 27 July 2023
- West VirginiaSince 3 November 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 18 December 2019 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Samuel Ignacio Eberts
- CRD
- 7349385
- Firm
- L & W Financial · CRD 285310
- Office
- 655 Metro Place South, Ste 100, Dublin, OH 43017
- Registration
- Investment adviser registration
- In the industry since
- March 2021
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- duganbrown.com
Where does Samuel Eberts work?
Samuel Eberts is an investment adviser representative registered through L & W Financial, LLC since July 2023, and is not listed among the firm’s executive officers or direct owners.
Is Samuel Eberts a financial advisor?
Yes. Samuel Eberts has a current investment-adviser registration in Florida, Illinois, Minnesota, Ohio, Pennsylvania, Texas and West Virginia, through L & W Financial since July 2023.
How many years of experience does Samuel Eberts have?
Samuel Eberts has 5 years in the financial industry, since March 2021, across 2 adviser firms.
What exams has Samuel Eberts passed?
Samuel Eberts passed the Series 65 in December 2019.
Where did Samuel Eberts work before L & W Financial?
Before L & W Financial, Samuel Eberts was registered through Corecap Advisors, March 2021 to July 2023.
Where is Samuel Eberts based?
Samuel Eberts’ registered office is in Dublin, OH.
Is Samuel Eberts registered with FINRA?
No. Samuel Eberts has no current broker registration.
How can I verify Samuel Eberts’ record?
Search CRD 7349385 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Samuel Eberts’ full registration record.