Samuel Cohen has been an investment adviser representative at Park State Asset Management since May 2026, and is not listed among the firm’s executive officers or direct owners.
Park State Asset Management LLC is a Beverly, MA firm with $192M under management, 60 clients and 4 advisers in one office, as of its April 2026 filing.
Samuel Cohen’s longest registration was 1 year at Osaic Wealth, Inc. (2024–2025). Before joining Park State Asset Management in 2026, Samuel Cohen was registered through Osaic Wealth, Inc. and Securities America Advisors, Inc.
- – present · under a yearBeverly, MA · Adviser representative · Firm CRD 336573
- Osaic Wealth, Inc.– · 1 yearNew York, NY · Adviser representative · Firm CRD 23131
- Securities America Advisors, Inc.– · 1 yearNew York, NY · Adviser representative · Firm CRD 110518
- Santander Securities– · under a yearDorchester, MA · Adviser representative · Firm CRD 41791
Investment adviser representative registrations
Samuel Cohen is registered as an investment adviser representative in Massachusetts, since May 2026.
- MassachusettsSince 11 May 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 21 August 2020 |
| Series 7TO | General Securities Representative Examination | 6 December 2019 |
| SIE | Securities Industry Essentials Examination | 15 October 2018 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Samuel Bernard Cohen
- CRD
- 6856040
- Firm
- Park State Asset Management · CRD 336573
- Office
- 50 DUNHAM RIDGE, SUITE 3100, Beverly, MA 01915
- Registration
- Investment adviser registration
- In the industry since
- August 2022
- Disciplinary history
- Not yet shown here · SEC record
Where does Samuel Cohen work?
Samuel Cohen is an investment adviser representative registered through Park State Asset Management LLC since May 2026, and is not listed among the firm’s executive officers or direct owners.
Is Samuel Cohen a financial advisor?
Yes. Samuel Cohen has a current investment-adviser registration in Massachusetts, through Park State Asset Management since May 2026.
How many years of experience does Samuel Cohen have?
Samuel Cohen has 4 years in the financial industry, since August 2022, across 4 adviser firms.
What exams has Samuel Cohen passed?
Samuel Cohen has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in October 2018.
Where did Samuel Cohen work before Park State Asset Management?
Before Park State Asset Management, Samuel Cohen was registered through Osaic Wealth, Inc., June 2024 to September 2025; Securities America Advisors, Inc., April 2023 to June 2024; Santander Securities, August 2020 to April 2021.
Where is Samuel Cohen based?
Samuel Cohen’s registered office is in Beverly, MA.
Is Samuel Cohen registered with FINRA?
No. Samuel Cohen has no current broker registration.
How can I verify Samuel Cohen’s record?
Search CRD 6856040 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Samuel Cohen’s full registration record.