Samuel Broback has been an investment adviser representative at SBE LLC dba Cedar Cove Wealth Partners since August 2025, and is not listed among the firm’s executive officers or direct owners.
Sbe LLC Dba Cedar Cove Wealth Partners is a Bloomington, MN firm with $455M under management, 2,036 clients and 10 advisers across 4 offices, as of its August 2026 filing.
Samuel Broback’s longest registration was 1 year at Thrivent Advisor Network, LLC (2023–2025). Before joining SBE LLC dba Cedar Cove Wealth Partners in 2025, Samuel Broback was registered through Thrivent Advisor Network, LLC.
- Cedar Cove Wealth PartnersCurrent– present · 1 yearBloomington, MN · Adviser representative · Firm CRD 336245
- Thrivent Advisor Network, LLC– · 1 yearBloomington, MN · Adviser representative · Firm CRD 304569
Investment adviser representative registrations
Samuel Broback is registered as an investment adviser representative in Minnesota, since August 2025.
- MinnesotaSince 11 August 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 31 August 2023 |
| Series 7TO | General Securities Representative Examination | 5 July 2022 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 6 September 2018 |
| Series 7 | General Securities Representative Examination | 10 August 2018 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Samuel John Broback
- CRD
- 6945067
- Firm
- SBE LLC dba Cedar Cove Wealth Partners · CRD 336245
- Office
- 7900 XERXES AVE S, SUITE 1750, Bloomington, MN 55431
- Registration
- Investment adviser registration
- In the industry since
- November 2021
- Disciplinary history
- Not yet shown here · SEC record
Where does Samuel Broback work?
Samuel Broback is an investment adviser representative registered through Sbe LLC Dba Cedar Cove Wealth Partners since August 2025, and is not listed among the firm’s executive officers or direct owners.
Is Samuel Broback a financial advisor?
Yes. Samuel Broback has a current investment-adviser registration in Minnesota, through SBE LLC dba Cedar Cove Wealth Partners since August 2025.
How many years of experience does Samuel Broback have?
Samuel Broback has 4 years in the financial industry, since November 2021, across 2 adviser firms.
What exams has Samuel Broback passed?
Samuel Broback has passed 4 licensing exams: the Series 7, Series 63, Series 7TO and Series 65. The earliest, the Series 7, was passed in August 2018. FINRA credited Samuel Broback with the SIE, which began in October 2018.
Where is Samuel Broback based?
Samuel Broback’s registered office is in Bloomington, MN.
Is Samuel Broback registered with FINRA?
No. Samuel Broback has no current broker registration.
How can I verify Samuel Broback’s record?
Search CRD 6945067 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Samuel Broback’s full registration record.
