Samuel Almada has been an investment adviser representative at Union Capital since December 2025, and is not listed among the firm’s executive officers or direct owners.
Union Capital Company is a Tucson, AZ firm with $150M under management, 414 clients and 11 advisers in one office, as of its August 2026 filing.
Samuel Almada’s longest registration is the current one, under a year at Union Capital since 2025.
- Alamos Capital, LLCAlso current– present · under a yearTucson, AZ · Adviser representative · Firm CRD 332985
- Union Capital CompanyCurrent– present · under a yearTucson, AZ · Adviser representative · Firm CRD 110301
Investment adviser representative registrations
Samuel Almada is registered as an investment adviser representative in Arizona, since December 2025.
- ArizonaSince 12 December 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 11 October 2025 |
| Series 63 | Uniform Securities Agent State Law Examination | 24 July 2025 |
| Series 7TO | General Securities Representative Examination | 13 September 2023 |
| SIE | Securities Industry Essentials Examination | 17 September 2021 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Samuel David Almada
- CRD
- 7395719
- Firm
- Union Capital · CRD 110301
- Office
- 6083 E. GRANT RD., Tucson, AZ 85712
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 2023
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Samuel Almada work?
Samuel Almada is an investment adviser representative registered through Union Capital Company since December 2025, and is not listed among the firm’s executive officers or direct owners.
Is Samuel Almada a financial advisor?
Yes. Samuel Almada has a current investment-adviser registration in Arizona, through Union Capital since December 2025.
How many years of experience does Samuel Almada have?
Samuel Almada has 3 years in the financial industry, since September 2023, across 2 adviser firms.
What exams has Samuel Almada passed?
Samuel Almada has passed 4 licensing exams: the SIE, Series 7TO, Series 63 and Series 65. The earliest, the SIE, was passed in September 2021.
Where is Samuel Almada based?
Samuel Almada’s registered office is in Tucson, AZ.
Is Samuel Almada registered with FINRA?
Yes. Samuel Almada has a current broker registration, under CRD 7395719.
Source: FINRA BrokerCheck
How can I verify Samuel Almada’s record?
Search CRD 7395719 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Samuel Almada’s full registration record.