Sam Keylock has been an investment adviser representative at Constitution Capital since May 2025, and is not listed among the firm’s executive officers or direct owners.
Constitution Capital LLC is a Shelton, CT firm with $241M under management, 180 clients and 2 advisers in one office, as of its February 2026 filing.
- – present · 1 yearNew York, NY · Adviser representative · Firm CRD 310378
- – · under a yearShelton, CT · Adviser representative · Firm CRD 310378
Investment adviser representative registrations
Sam Keylock is registered as an investment adviser representative in New York, since May 2025.
- New YorkSince 5 May 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | 31 May 2024 |
| Series 65 | Uniform Investment Adviser Law Examination | 29 January 2024 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Sam Earl Keylock
- CRD
- 7844548
- Firm
- Constitution Capital · CRD 310378
- Office
- New York, NY
- Registration
- Investment adviser registration
- In the industry since
- July 2024
- Disciplinary history
- Not yet shown here · SEC record
Where does Sam Keylock work?
Sam Keylock is an investment adviser representative registered through Constitution Capital LLC since May 2025, and is not listed among the firm’s executive officers or direct owners.
Is Sam Keylock a financial advisor?
Yes. Sam Keylock has a current investment-adviser registration in New York, through Constitution Capital since May 2025.
How many years of experience does Sam Keylock have?
Sam Keylock has 2 years in the financial industry, since July 2024, across 1 adviser firm.
What exams has Sam Keylock passed?
Sam Keylock has passed 2 licensing exams: the Series 65 and SIE. The earliest, the Series 65, was passed in January 2024.
Where is Sam Keylock based?
Sam Keylock’s registered office is in New York, NY.
Is Sam Keylock registered with FINRA?
No. Sam Keylock has no current broker registration.
How can I verify Sam Keylock’s record?
Search CRD 7844548 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Sam Keylock’s full registration record.