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Ryan Neupaver

Chief Compliance Officer/President/Vice President/Secretary/Treasuer at Santori & Peters in Canonsburg, PA

Investment adviser registrationUpdated

Ryan Neupaver is Chief Compliance Officer/President/Vice President/Secretary/Treasuer of Santori & Peters, Inc., an investment adviser managing $433M, and works from its Canonsburg, PA office. Ryan Neupaver has been registered as an investment adviser representative through Santori & Peters since 6 November 2017, has 16 years in the industry across 3 firms and has passed the Series 7, Series 66 and Series 24.

16
Years in industry
8
Years at firm
3
Adviser firms
4
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Ryan Neupaver has been Chief Compliance Officer/President/Vice President/Secretary/Treasuer of Santori & Peters since January 2021, is a control person of the firm and directly owns 75% or more of it. Ryan Neupaver holds an MBA from the University of Pittsburgh. Ryan Neupaver studied at Carnegie Mellon University.

Santori & Peters, Inc. is a Canonsburg, PA firm with $433M under management, 199 clients and 4 advisers across 2 offices, as of its March 2026 filing.

Ryan P. Neupaver is President and Chief Compliance Officer of Santori & Peters. He specializes in exit planning for business owners and hosts the Lessons in Legacy by Santori & Peters podcast.

Ryan Neupaver’s longest registration is the current one, 8 years at Santori & Peters since 2017. Before joining Santori & Peters in 2017, Ryan Neupaver was registered through Royal Alliance Associates, Inc. and Select Financial Group, LLC.

  1. – present · 8 years
    Canonsburg, PA · Adviser representative · Firm CRD 105978
  2. Royal Alliance Associates, Inc.
    – · 3 years
    Venetia, PA · Adviser representative · Firm CRD 23131
  3. Select Financial Group, LLC
    – · 5 years
    Carnegie, PA · Adviser representative · Firm CRD 111099

Credentials and registrations

Professional designations

Listed by Santori & Peters

  • Certified Exit Planning Advisor (CEPA®)

Investment adviser representative registrations

Ryan Neupaver is registered as an investment adviser representative in 4 states. The first approvals date from November 2017; the most recent is Florida, in January 2025.

  • FloridaSince 29 January 2025
  • OhioSince 13 December 2018
  • PennsylvaniaSince 6 November 2017
  • TexasSince 2 October 2019

Examinations

SIECredited
Name
Securities Industry Essentials Examination
Series 2418 March 2013
Name
General Securities Principal Examination
Series 6614 August 2010
Name
Uniform Combined State Law Examination
Series 724 May 2010
Name
General Securities Representative Examination

Key facts

Full name
Ryan Patrick Neupaver
CRD
5757641
Firm
Santori & Peters · CRD 105978
Role
Chief Compliance Officer/President/Vice President/Secretary/Treasuer
Office
380 SOUTHPOINTE BLVD., SUITE 130, Canonsburg, PA 15317
Registration
Investment adviser registration
In the industry since
May 2010
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Ryan Neupaver work?

Ryan Neupaver has been Chief Compliance Officer/President/Vice President/Secretary/Treasuer of Santori & Peters, Inc. since January 2021, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 17 March 2026

Is Ryan Neupaver a financial advisor?

Yes. Ryan Neupaver has a current investment-adviser registration in Florida, Ohio, Pennsylvania and Texas, through Santori & Peters since November 2017.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Ryan Neupaver have?

Ryan Neupaver has 16 years in the financial industry, since May 2010, across 3 adviser firms.

Source: IAPD individual record, checked 22 October 2026

What exams has Ryan Neupaver passed?

Ryan Neupaver has passed 3 licensing exams: the Series 7, Series 66 and Series 24. The earliest, the Series 7, was passed in May 2010. FINRA credited Ryan Neupaver with the SIE, which began in October 2018.

Source: IAPD individual record, checked 22 October 2026

Where did Ryan Neupaver work before Santori & Peters?

Before Santori & Peters, Ryan Neupaver was registered through Select Financial Group, LLC, September 2010 to November 2015.

Source: IAPD individual record, checked 22 October 2026

Where is Ryan Neupaver based?

Ryan Neupaver’s registered office is in Canonsburg, PA.

Source: IAPD individual record, checked 22 October 2026

Is Ryan Neupaver registered with FINRA?

No. Ryan Neupaver has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify Ryan Neupaver’s record?

Search CRD 5757641 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Ryan Neupaver’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Sources

  1. IAPD individual record, CRD 5757641, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Santori & Peters, Inc., filed 17 March 2026. Title, control and ownership bands.
  3. Santori & Peters team page. Biography, education, credentials, awards.