Ryan Gwinn has been Chief Compliance Officer of Newton One Investments since August 2024, is not listed as a control person, but directly owns under 5% of the firm.
Newton One Investments LLC is a Newark, DE firm with $445M under management, 214 clients and 3 advisers across 5 offices, as of its March 2026 filing.
Investment adviser representative registrations
Ryan Gwinn is registered as an investment adviser representative in Delaware, since November 2013.
- DelawareSince 28 November 2013
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 19 April 2013 |
| Series 7 | General Securities Representative Examination | 12 March 2012 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Ryan Stanley Gwinn
- CRD
- 6001931
- Firm
- Newton One Investments · CRD 147048
- Role
- Chief Compliance Officer
- Registration
- Investment adviser registration
- In the industry since
- March 2012
- Disciplinary history
- Not yet shown here · SEC record
Where does Ryan Gwinn work?
Ryan Gwinn has been Chief Compliance Officer of Newton One Investments LLC since August 2024.
Is Ryan Gwinn a financial advisor?
Yes. Ryan Gwinn has a current investment-adviser registration in Delaware, through Newton One Investments since November 2013.
How many years of experience does Ryan Gwinn have?
Ryan Gwinn has 14 years in the financial industry, since March 2012, across 1 adviser firm.
What exams has Ryan Gwinn passed?
Ryan Gwinn has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in March 2012. FINRA credited Ryan Gwinn with the SIE, which began in October 2018.
Is Ryan Gwinn registered with FINRA?
No. Ryan Gwinn has no current broker registration.
How can I verify Ryan Gwinn’s record?
Search CRD 6001931 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Ryan Gwinn’s full registration record.
