Ruth Thortvedt has been Chief Compliance Officer of Usonia Advisory Group since April 2026, is a control person of the firm and directly owns under 5% of it.
Usonia Advisory Group, LLC is a Briarcliff Manor, NY firm with $197M under management, 152 clients and 1 adviser in one office, as of its September 2026 filing.
No adviser firm registrations are on Ruth Thortvedt’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 7 May 2019 |
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 25 April 2019 |
| SIE | Securities Industry Essentials Examination | 7 December 2018 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Ruth Georgina Thortvedt
- CRD
- 7038795
- Firm
- Usonia Advisory Group · CRD 341550
- Role
- Chief Compliance Officer
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does Ruth Thortvedt work?
Ruth Thortvedt has been Chief Compliance Officer of Usonia Advisory Group, LLC since April 2026, and is a control person of the firm.
Does Ruth Thortvedt have a current investment-adviser registration?
Ruth Thortvedt has no current investment-adviser or broker registration.
What exams has Ruth Thortvedt passed?
Ruth Thortvedt has passed 3 licensing exams: the SIE, Series 6TO and Series 63. The earliest, the SIE, was passed in December 2018.
Is Ruth Thortvedt registered with FINRA?
No. Ruth Thortvedt has no current broker registration.
How can I verify Ruth Thortvedt’s record?
Search CRD 7038795 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Ruth Thortvedt’s full registration record.
