Roy Mattox has been an investment adviser representative at Exodus Wealth since June 2026, and is not listed among the firm’s executive officers or direct owners.
Exodus Wealth, LLC is a Fort Lauderdale, FL firm with $484M under management, 2,249 clients and 51 advisers across 50 offices, as of its July 2026 filing.
Roy Mattox’s longest registration was 6 years at Integrated Financial Strategies, LLC (2020–2026). Before joining Exodus Wealth in 2026, Roy Mattox was registered through Integrated Financial Strategies, LLC and Uwharrie Investment Advisors, Inc.
- Exodus Wealth, LLCCurrent– present · under a yearMatthews, NC · Adviser representative · Firm CRD 174328
- Integrated Financial Strategies, LLC– · 6 yearsMatthews, NC · Adviser representative · Firm CRD 165007
- Uwharrie Investment Advisors, Inc.– · 1 yearCharlotte, NC · Adviser representative · Firm CRD 117592
- Darvas Investment Management LLC– · 1 yearTega Cay, SC · Adviser representative · Firm CRD 265791
- Darvas Investment Management LLC– · under a yearCharlotte, NC · Adviser representative · Firm CRD 153648
- Darvas Investment Management LLC– · 3 yearsCharlotte, NC · Adviser representative · Firm CRD 153648
Investment adviser representative registrations
Roy Mattox is registered as an investment adviser representative in North Carolina, since June 2026.
- North CarolinaSince 26 June 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 22 March 2010 |
| Series 7 | General Securities Representative Examination | 20 February 1988 |
| Series 63 | Uniform Securities Agent State Law Examination | 11 August 1987 |
| Series 53 | Municipal Securities Principal Examination | 11 August 1987 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Municipal Securities Principal Examination
- Full name
- Roy Leonard Mattox
- CRD
- 1729009
- Firm
- Exodus Wealth · CRD 174328
- Office
- Matthews, NC
- Registration
- Investment adviser registration
- In the industry since
- April 2013
- Disciplinary history
- Not yet shown here · SEC record
Where does Roy Mattox work?
Roy Mattox is an investment adviser representative registered through Exodus Wealth, LLC since June 2026, and is not listed among the firm’s executive officers or direct owners.
Is Roy Mattox a financial advisor?
Yes. Roy Mattox has a current investment-adviser registration in North Carolina, through Exodus Wealth since June 2026.
How many years of experience does Roy Mattox have?
Roy Mattox has 13 years in the financial industry, since April 2013, across 5 adviser firms.
What exams has Roy Mattox passed?
Roy Mattox has passed 4 licensing exams: the Series 63, Series 53, Series 7 and Series 65. The earliest, the Series 63, was passed in August 1987.
Where did Roy Mattox work before Exodus Wealth?
Before Exodus Wealth, Roy Mattox was registered through Uwharrie Investment Advisors, Inc., November 2018 to May 2020; Darvas Investment Management LLC, November 2015 to December 2016; Darvas Investment Management LLC, May 2014 to March 2015; Darvas Investment Management LLC, May 2010 to December 2013.
Where is Roy Mattox based?
Roy Mattox’s registered office is in Matthews, NC.
Is Roy Mattox registered with FINRA?
No. Roy Mattox has no current broker registration.
How can I verify Roy Mattox’s record?
Search CRD 1729009 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Roy Mattox’s full registration record.