Ross Burnam has been Managing Member/Chief Compliance Officer of Omicron Advisors since July 2012, is a control person of the firm and directly owns between 25% and 50% of it.
Omicron Advisors, LLC is a Lancaster, PA firm with $151M under management, 82 clients and 2 advisers in one office, as of its March 2026 filing.
Ross Burnam’s longest registration is the current one, 13 years at Omicron Advisors since 2013. Before joining Omicron Advisors in 2013, Ross Burnam was registered through 1st Global Advisors Inc and Axa Advisors, LLC.
- Omicron Advisors, LLCCurrent– present · 13 yearsLancaster, PA · Adviser representative · Firm CRD 165250
- 1st Global Advisors Inc– · 7 yearsNewark, DE · Adviser representative · Firm CRD 111133
- Axa Advisors, LLC– · 1 yearPrinceton, NJ · Adviser representative · Firm CRD 6627
Investment adviser representative registrations
Ross Burnam is registered as an investment adviser representative in 3 states. The first approvals date from January 2013; the most recent is Maryland, in May 2015.
- DelawareSince 2 January 2013
- MarylandSince 11 May 2015
- PennsylvaniaSince 13 April 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 26 September 2005 |
| Series 7 | General Securities Representative Examination | 6 September 2005 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Ross Christian Burnam
- CRD
- 5012986
- Firm
- Omicron Advisors · CRD 165250
- Role
- Managing Member/Chief Compliance Officer
- Office
- 300 GRANITE RUN DRIVE, SUITE 120, Lancaster, PA 17601
- Registration
- Investment adviser registration
- In the industry since
- August 2006
- Disciplinary history
- Not yet shown here · SEC record
Where does Ross Burnam work?
Ross Burnam has been Managing Member/Chief Compliance Officer of Omicron Advisors, LLC since July 2012, and is a control person of the firm.
Is Ross Burnam a financial advisor?
Yes. Ross Burnam has a current investment-adviser registration in Delaware, Maryland and Pennsylvania, through Omicron Advisors since January 2013.
How many years of experience does Ross Burnam have?
Ross Burnam has 20 years in the financial industry, since August 2006, across 3 adviser firms.
What exams has Ross Burnam passed?
Ross Burnam has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in September 2005. FINRA credited Ross Burnam with the SIE, which began in October 2018.
Where did Ross Burnam work before Omicron Advisors?
Before Omicron Advisors, Ross Burnam was registered through Axa Advisors, LLC, August 2006 to November 2007.
Where is Ross Burnam based?
Ross Burnam’s registered office is in Lancaster, PA.
Is Ross Burnam registered with FINRA?
No. Ross Burnam has no current broker registration.
How can I verify Ross Burnam’s record?
Search CRD 5012986 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Ross Burnam’s full registration record.
