Roseann Palermo has been an investment adviser representative at Chelsea Advisory Services since May 2016, and is not listed among the firm’s executive officers or direct owners.
Chelsea Advisory Services, Inc is a Staten Island, NY firm with $147M under management, 552 clients and 25 advisers across 22 offices, as of its August 2026 filing.
Roseann Palermo’s longest registration is the current one, 10 years at Chelsea Advisory Services since 2016. Before joining Chelsea Advisory Services in 2016, Roseann Palermo was registered through Ic Advisory Services, Inc.
- – present · 10 yearsStaten Island, NY · Adviser representative · Firm CRD 150791
- Ic Advisory Services, Inc.– · 3 yearsStaten Island, NY · Adviser representative · Firm CRD 140190
Investment adviser representative registrations
Roseann Palermo is registered as an investment adviser representative in 2 states. The first approvals date from May 2016; the most recent is New York, in November 2021.
- New JerseySince 17 May 2016
- New YorkSince 24 November 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 23 November 2021 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 10 June 2010 |
| Series 62 | Corporate Securities Limited Representative Examination | 27 February 2009 |
| Series 63 | Uniform Securities Agent State Law Examination | 4 June 2008 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 15 April 2008 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Corporate Securities Limited Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- CRD
- 5518350
- Firm
- Chelsea Advisory Services · CRD 150791
- Office
- 242 MAIN STREET, Staten Island, NY 10307
- Registration
- Investment adviser and broker registrations
- In the industry since
- April 2008
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Roseann Palermo work?
Roseann Palermo is an investment adviser representative registered through Chelsea Advisory Services, Inc since May 2016, and is not listed among the firm’s executive officers or direct owners.
Is Roseann Palermo a financial advisor?
Yes. Roseann Palermo has a current investment-adviser registration in New Jersey and New York, through Chelsea Advisory Services since May 2016.
How many years of experience does Roseann Palermo have?
Roseann Palermo has 18 years in the financial industry, since April 2008, across 2 adviser firms.
What exams has Roseann Palermo passed?
Roseann Palermo has passed 5 licensing exams: the Series 6, Series 63, Series 62, Series 7 and Series 65. The earliest, the Series 6, was passed in April 2008. FINRA credited Roseann Palermo with the SIE, which began in October 2018.
Where did Roseann Palermo work before Chelsea Advisory Services?
Before Chelsea Advisory Services, Roseann Palermo was registered through Ic Advisory Services, Inc., November 2008 to October 2012.
Where is Roseann Palermo based?
Roseann Palermo’s registered office is in Staten Island, NY.
Is Roseann Palermo registered with FINRA?
Yes. Roseann Palermo has a current broker registration, under CRD 5518350.
Source: FINRA BrokerCheck
How can I verify Roseann Palermo’s record?
Search CRD 5518350 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Roseann Palermo’s full registration record.