Rose Bernardo has been an investment adviser representative at Bernardo Wealth Planning since September 2017, and is not listed among the firm’s executive officers or direct owners.
Bernardo Wealth Planning, LLC is a Harleysville, PA firm with $866M under management, 801 clients and 7 advisers in one office, as of its March 2026 filing.
Rose Bernardo’s longest registration is the current one, 9 years at Bernardo Wealth Planning since 2017. Before joining Bernardo Wealth Planning in 2017, Rose Bernardo was registered through Platinum Wealth Partners and Morgan Stanley.
- Platinum Wealth Partners– · 1 yearSkippack, PA · Adviser representative · Firm CRD 145507
- Morgan Stanley– · 7 yearsBlue Bell, PA · Adviser representative · Firm CRD 149777
- Morgan Stanley & Co. Incorporated– · under a yearBlue Bell, PA · Adviser representative · Firm CRD 8209
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 3 yearsBlue Bell, PA · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Rose Bernardo is registered as an investment adviser representative in Pennsylvania, since September 2017.
- PennsylvaniaSince 6 September 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 11 March 2005 |
| Series 7 | General Securities Representative Examination | 22 December 2004 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Rose Alyssa Bernardo
- CRD
- 4886286
- Firm
- Bernardo Wealth Planning · CRD 288705
- Office
- 272 RUTH ROAD, Harleysville, PA 19438
- Registration
- Investment adviser registration
- In the industry since
- December 2004
- Disciplinary history
- Not yet shown here · SEC record
Where does Rose Bernardo work?
Rose Bernardo is an investment adviser representative registered through Bernardo Wealth Planning, LLC since September 2017, and is not listed among the firm’s executive officers or direct owners.
Is Rose Bernardo a financial advisor?
Yes. Rose Bernardo has a current investment-adviser registration in Pennsylvania, through Bernardo Wealth Planning since September 2017.
How many years of experience does Rose Bernardo have?
Rose Bernardo has 21 years in the financial industry, since December 2004, across 5 adviser firms.
What exams has Rose Bernardo passed?
Rose Bernardo has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in December 2004. FINRA credited Rose Bernardo with the SIE, which began in October 2018.
Where did Rose Bernardo work before Bernardo Wealth Planning?
Before Bernardo Wealth Planning, Rose Bernardo was registered through Morgan Stanley, June 2009 to June 2016; Morgan Stanley & Co. Incorporated, January 2009 to June 2009; Merrill Lynch, Pierce, Fenner & Smith Incorporated, March 2005 to January 2009.
Where is Rose Bernardo based?
Rose Bernardo’s registered office is in Harleysville, PA.
Is Rose Bernardo registered with FINRA?
No. Rose Bernardo has no current broker registration.
How can I verify Rose Bernardo’s record?
Search CRD 4886286 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Rose Bernardo’s full registration record.
- Tiffany BenfieldChief Operating Officer
- Ashleigh SwayzeChief Compliance Officer
- Nicholas BernardoManaging Partner