Ronald Williams has been an investment adviser representative at Empower Financial Advisory since January 2025, and is not listed among the firm’s executive officers or direct owners.
Empower Financial Advisory, LLC is a Glastonbury, CT firm with $636M under management, 295 clients and 4 advisers in one office, as of its May 2026 filing.
- – present · 1 yearGlastonbury, CT · Adviser representative · Firm CRD 313968
Investment adviser representative registrations
Ronald Williams is registered as an investment adviser representative in Connecticut, since January 2025.
- ConnecticutSince 31 January 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 31 January 2025 |
| SIE | Securities Industry Essentials Examination | 15 May 2020 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Ronald Frederick Williams
- CRD
- 6978336
- Firm
- Empower Financial Advisory · CRD 313968
- Office
- 655 WINDING BROOK DRIVE, Glastonbury, CT 06033
- Registration
- Investment adviser registration
- In the industry since
- January 2025
- Disciplinary history
- Not yet shown here · SEC record
Where does Ronald Williams work?
Ronald Williams is an investment adviser representative registered through Empower Financial Advisory, LLC since January 2025, and is not listed among the firm’s executive officers or direct owners.
Is Ronald Williams a financial advisor?
Yes. Ronald Williams has a current investment-adviser registration in Connecticut, through Empower Financial Advisory since January 2025.
How many years of experience does Ronald Williams have?
Ronald Williams has 1 year in the financial industry, since January 2025, across 1 adviser firm.
What exams has Ronald Williams passed?
Ronald Williams has passed 2 licensing exams: the SIE and Series 65. The earliest, the SIE, was passed in May 2020.
Where is Ronald Williams based?
Ronald Williams’ registered office is in Glastonbury, CT.
Is Ronald Williams registered with FINRA?
No. Ronald Williams has no current broker registration.
How can I verify Ronald Williams’ record?
Search CRD 6978336 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Ronald Williams’ full registration record.