Roman Spear has been an investment adviser representative at Rees Wealth Management since July 2026, and is not listed among the firm’s executive officers or direct owners. Roman Spear holds a Bachelor of Science in Biology from Florida State University.
Rees Wealth Management, LLC is a Sarasota, FL firm with $116M under management, 105 clients and 2 advisers in one office, as of its September 2026 filing.
Roman Spear is Operations Manager & Wealth Advisor of Cambria Wealth Management, where he oversees the firm's day-to-day operations while also working directly with clients. Earlier he was a Regional Director at Vestwell, consulting with financial advisory teams on 401(k) guidance for their business-owner clients, and later a VP Financial Consultant at Charles Schwab.
Roman Spear’s longest registration was 2 years at Equitable Advisors, LLC (2018–2021). Before joining Rees Wealth Management in 2026, Roman Spear was registered through Charles Schwab & Co., Inc. and CWM, LLC.
- Cambria Wealth ManagementCurrent– present · under a yearSarasota, FL · Adviser representative · Firm CRD 335458
- Charles Schwab & Co., Inc.– · 1 yearSarasota, FL · Adviser representative · Firm CRD 5393
- CWM, LLC– · under a yearSarasota, FL · Adviser representative · Firm CRD 155344
- World Investment Advisors, LLC– · under a yearPensacola, FL · Adviser representative · Firm CRD 208512
- Equitable Advisors, LLC– · 2 yearsPensacola, FL · Adviser representative · Firm CRD 6627
Professional designations
Listed by Rees Wealth Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Chartered Life Underwriter (CLU®)
Investment adviser representative registrations
Roman Spear is registered as an investment adviser representative in Florida, since July 2026.
- FloridaSince 10 July 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 3 May 2025 |
| Series 7TO | General Securities Representative Examination | 23 March 2024 |
| Series 65 | Uniform Investment Adviser Law Examination | 8 March 2024 |
| Series 66 | Uniform Combined State Law Examination | 21 November 2018 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 27 September 2018 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Combined State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- CRD
- 6983672
- Firm
- Rees Wealth Management · CRD 335458
- Office
- 240 S. PINEAPPLE AVE., SUITE 204, Sarasota, FL 34236
- Registration
- Investment adviser registration
- In the industry since
- October 2021
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- cambriawealth.com
Where does Roman Spear work?
Roman Spear is an investment adviser representative registered through Rees Wealth Management, LLC since July 2026, and is not listed among the firm’s executive officers or direct owners.
Is Roman Spear a financial advisor?
Yes. Roman Spear has a current investment-adviser registration in Florida, through Rees Wealth Management since July 2026.
How many years of experience does Roman Spear have?
Roman Spear has 4 years in the financial industry, since October 2021, across 5 adviser firms.
What exams has Roman Spear passed?
Roman Spear has passed 5 licensing exams: the Series 7, Series 66, Series 65, Series 7TO and Series 63. The earliest, the Series 7, was passed in September 2018. FINRA credited Roman Spear with the SIE, which began in October 2018.
Where did Roman Spear work before Rees Wealth Management?
Before Rees Wealth Management, Roman Spear was registered through CWM, LLC, August 2024 to January 2025; World Investment Advisors, LLC, March 2024 to August 2024; Equitable Advisors, LLC, November 2018 to May 2021.
Where is Roman Spear based?
Roman Spear’s registered office is in Sarasota, FL.
Is Roman Spear registered with FINRA?
No. Roman Spear has no current broker registration.
Is Roman Spear a CFP?
Rees Wealth Management lists Roman Spear with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Roman Spear’s record?
Search CRD 6983672 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Roman Spear’s full registration record.