Rohit Padmanabhan has been President/Chief Compliance Officer of Lotus Asset Management Limited Liability since June 2015, is a control person of the firm and directly owns 75% or more of it. Rohit Padmanabhan holds a Degree in Mathematical Economic Analysis from Rice University.
Lotus Asset Management Limited Liability Company is a firm with $121M under management, 117 clients and 1 adviser in one office, as of its September 2026 filing.
Rohit Padmanabhan is founder and President of Lotus Asset Management, based in Nashville, Tennessee, where he also serves as Chief Investment Officer. He began his career in consulting and then spent seven years in private wealth management at Morgan Stanley and UBS.
Rohit Padmanabhan’s longest registration is the current one, 11 years at Lotus Asset Management Limited Liability since 2015. Before joining Lotus Asset Management Limited Liability in 2015, Rohit Padmanabhan was registered through UBS Financial Services Inc. and Morgan Stanley & Co. Incorporated.
- – present · 11 yearsNashville, TN · Adviser representative · Firm CRD 277030
- UBS Financial Services Inc.– · 4 yearsHouston, TX · Adviser representative · Firm CRD 8174
- Morgan Stanley & Co. Incorporated– · 1 yearHouston, TX · Adviser representative · Firm CRD 8209
Professional designations
Listed by Lotus Asset Management Limited Liability
- Chartered Financial Analyst (CFA®)
Investment adviser representative registrations
Rohit Padmanabhan is registered as an investment adviser representative in 7 states. The first approvals date from August 2015; the most recent is District of Columbia, in May 2025.
- CaliforniaSince 23 April 2021
- District of ColumbiaSince 6 May 2025
- LouisianaSince 28 September 2015
- New JerseySince 27 August 2015
- New YorkSince 7 October 2021
- TennesseeSince 14 November 2018
- TexasSince 22 September 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 1 June 2007 |
| Series 7 | General Securities Representative Examination | 26 April 2007 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Rohit Sundaram Padmanabhan
- CRD
- 4986298
- Firm
- Lotus Asset Management Limited Liability · CRD 277030
- Role
- President/Chief Compliance Officer
- Office
- Nashville, TN
- Registration
- Investment adviser registration
- In the industry since
- January 2009
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- lotusam.com
Where does Rohit Padmanabhan work?
Rohit Padmanabhan has been President/Chief Compliance Officer of Lotus Asset Management Limited Liability Company since June 2015, and is a control person of the firm.
Is Rohit Padmanabhan a financial advisor?
Yes. Rohit Padmanabhan has a current investment-adviser registration in California, District of Columbia, Louisiana, New Jersey, New York, Tennessee and Texas, through Lotus Asset Management Limited Liability since August 2015.
How many years of experience does Rohit Padmanabhan have?
Rohit Padmanabhan has 17 years in the financial industry, since January 2009, across 3 adviser firms.
What exams has Rohit Padmanabhan passed?
Rohit Padmanabhan has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in April 2007.
Where did Rohit Padmanabhan work before Lotus Asset Management Limited Liability?
Before Lotus Asset Management Limited Liability, Rohit Padmanabhan was registered through UBS Financial Services Inc., January 2009 to December 2013; Morgan Stanley & Co. Incorporated, June 2007 to January 2009.
Where is Rohit Padmanabhan based?
Rohit Padmanabhan’s registered office is in Nashville, TN.
Is Rohit Padmanabhan registered with FINRA?
No. Rohit Padmanabhan has no current broker registration.
Is Rohit Padmanabhan a CFA charterholder?
Lotus Asset Management Limited Liability lists Rohit Padmanabhan with the CFA credential (“Chartered Financial Analyst (CFA®)”) on its website. CFA Institute confirms certification status.
How can I verify Rohit Padmanabhan’s record?
Search CRD 4986298 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Rohit Padmanabhan’s full registration record.