Roger Plackemeier has been Managing Member of Hickory Wealth Management since October 2018, is not listed as a control person, but directly owns between 25% and 50% of the firm.
Hickory Wealth Management, LLC is a Springfield, MO firm with $127M under management, 209 clients and 2 advisers in one office, as of its March 2026 filing.
Roger Plackemeier’s longest registration is the current one, 7 years at Hickory Wealth Management since 2018. Before joining Hickory Wealth Management in 2018, Roger Plackemeier was registered through Woodbury Financial Services, Inc.
- – present · 7 yearsSpringfield, MO · Adviser representative · Firm CRD 298475
- Woodbury Financial Services, Inc.– · under a yearSpringfield, MO · Adviser representative · Firm CRD 421
Investment adviser representative registrations
Roger Plackemeier is registered as an investment adviser representative in 3 states. The first approvals date from November 2018; the most recent is Arkansas, in June 2020.
- ArkansasSince 18 June 2020
- MissouriSince 7 November 2018
- TexasSince 6 November 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 15 January 2018 |
| Series 7 | General Securities Representative Examination | 19 December 2017 |
| Series 63 | Uniform Securities Agent State Law Examination | 5 December 1996 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 11 March 1994 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Roger Daniel Plackemeier
- CRD
- 2457350
- Firm
- Hickory Wealth Management · CRD 298475
- Role
- Managing Member
- Office
- 1334 E. Kingsley #C, Springfield, MO 65804
- Registration
- Investment adviser registration
- In the industry since
- December 1994
- Disciplinary history
- Not yet shown here · SEC record
Where does Roger Plackemeier work?
Roger Plackemeier has been Managing Member of Hickory Wealth Management, LLC since October 2018.
Is Roger Plackemeier a financial advisor?
Yes. Roger Plackemeier has a current investment-adviser registration in Arkansas, Missouri and Texas, through Hickory Wealth Management since November 2018.
How many years of experience does Roger Plackemeier have?
Roger Plackemeier has 31 years in the financial industry, since December 1994, across 2 adviser firms.
What exams has Roger Plackemeier passed?
Roger Plackemeier has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 66. The earliest, the Series 6, was passed in March 1994. FINRA credited Roger Plackemeier with the SIE, which began in October 2018.
Where is Roger Plackemeier based?
Roger Plackemeier’s registered office is in Springfield, MO.
Is Roger Plackemeier registered with FINRA?
No. Roger Plackemeier has no current broker registration.
How can I verify Roger Plackemeier’s record?
Search CRD 2457350 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Roger Plackemeier’s full registration record.