Roger Miller has been President of Summit Financial Advisors since July 2007, is a control person of the firm and directly owns between 50% and 75% of it. Roger Miller studied at Miami University (Ohio).
Summit Financial Advisors, Inc. is a Middletown, OH firm with $233M under management, 139 clients and 4 advisers across 2 offices, as of its June 2026 filing.
Roger L. Miller is President of Summit Financial Advisors, Inc., based in Middletown, Ohio. He has worked in the financial planning and investment advisory business since 1973. He was a major shareholder in SFA's forerunner, IPFP, Inc., for 23 years.
Roger Miller’s longest registration is the current one, 19 years at Summit Financial Advisors since 2007. Before joining Summit Financial Advisors in 2007, Roger Miller was registered through Ipfp, Inc.
- – present · 19 yearsLebanon, OH · Adviser representative · Firm CRD 145007
- Ipfp, Inc.– · 4 yearsMiddletown, OH · Adviser representative · Firm CRD 120314
Professional designations
Listed by Summit Financial Advisors
- CFP®
Investment adviser representative registrations
Roger Miller is registered as an investment adviser representative in 2 states. The first approvals date from September 2007; the most recent is California, in October 2007.
- CaliforniaSince 19 October 2007
- OhioSince 13 September 2007
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 30 July 1984 |
| Series 7 | General Securities Representative Examination | 15 October 1983 |
| Series 1 | Registered Representative Examination | 5 May 1978 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Registered Representative Examination
- Full name
- Roger Lowell Miller
- CRD
- 852164
- Firm
- Summit Financial Advisors · CRD 145007
- Role
- President
- Office
- 41 N Broadway St, Lebanon, OH 45036
- Registration
- Investment adviser registration
- In the industry since
- January 2003
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- sfadvisorsinc.com
Where does Roger Miller work?
Roger Miller has been President of Summit Financial Advisors, Inc. since July 2007, and is a control person of the firm.
Is Roger Miller a financial advisor?
Yes. Roger Miller has a current investment-adviser registration in California and Ohio, through Summit Financial Advisors since September 2007.
How many years of experience does Roger Miller have?
Roger Miller has 23 years in the financial industry, since January 2003, across 2 adviser firms.
What exams has Roger Miller passed?
Roger Miller has passed 3 licensing exams: the Series 1, Series 7 and Series 63. The earliest, the Series 1, was passed in May 1978.
Where is Roger Miller based?
Roger Miller’s registered office is in Lebanon, OH.
Is Roger Miller registered with FINRA?
No. Roger Miller has no current broker registration.
Is Roger Miller a CFP?
Summit Financial Advisors lists Roger Miller with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
How can I verify Roger Miller’s record?
Search CRD 852164 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Roger Miller’s full registration record.
