Roger Johnson has been Managing Member of ACT Advisors since October 2014, is a control person of the firm and directly owns between 10% and 25% of it. Roger Johnson holds a Bachelor's degree in Business Administration from the University of North Carolina at Chapel Hill.
Act Advisors, LLC is an Asheville, NC firm with $499M under management, 428 clients and 4 advisers across 2 offices, as of its March 2026 filing.
Wes Johnson has been a Financial Planner for more than 15 years. He worked with CUNA Mutual for 8 years as an employee advisor before leaving in 2013 to cofound ACT Advisors, and he works out of the firm's Mt. Pleasant office. He is a past President and currently serves on the Board of Directors for the South Carolina chapter of the Financial Planning Association.
Roger Johnson’s longest registration is the current one, 11 years at ACT Advisors since 2014. Before joining ACT Advisors in 2014, Roger Johnson was registered through LPL Financial LLC and Cuna Brokerage Services, Inc.
- LPL Financial LLC– · 1 yearAsheville, NC · Adviser representative · Firm CRD 6413
- Cuna Brokerage Services, Inc.– · 8 yearsN Charleston, SC · Adviser representative · Firm CRD 13941
- BB&T Investment Services, Inc.– · under a yearCharlotte, NC · Adviser representative · Firm CRD 33856
- UBS Financial Services Inc.– · 1 yearRaleigh, NC · Adviser representative · Firm CRD 8174
Professional designations
Listed by ACT Advisors
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Roger Johnson is registered as an investment adviser representative in 3 states. The first approvals date from November 2014; the most recent is California, in March 2024.
- CaliforniaSince 20 March 2024
- North CarolinaSince 22 December 2014
- South CarolinaSince 19 November 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 21 December 2018 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 20 August 2002 |
| Series 7 | General Securities Representative Examination | 6 August 2002 |
- Name
- General Securities Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Roger Wesley Johnson
- CRD
- 4545355
- Firm
- ACT Advisors · CRD 173120
- Role
- Managing Member
- Office
- 1156 Bowman Rd, Suite 200, Mt. Pleasant, SC 29464
- Registration
- Investment adviser registration
- In the industry since
- November 2002
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- act-advisors.com
Where does Roger Johnson work?
Roger Johnson has been Managing Member of Act Advisors, LLC since October 2014, and is a control person of the firm.
Is Roger Johnson a financial advisor?
Yes. Roger Johnson has a current investment-adviser registration in California, North Carolina and South Carolina, through ACT Advisors since November 2014.
How many years of experience does Roger Johnson have?
Roger Johnson has 23 years in the financial industry, since November 2002, across 5 adviser firms.
What exams has Roger Johnson passed?
Roger Johnson has passed 3 licensing exams: the Series 7, Series 66 and Series 24. The earliest, the Series 7, was passed in August 2002. FINRA credited Roger Johnson with the SIE, which began in October 2018.
Where did Roger Johnson work before ACT Advisors?
Before ACT Advisors, Roger Johnson was registered through Cuna Brokerage Services, Inc., June 2005 to December 2013; BB&T Investment Services, Inc., June 2004 to February 2005; UBS Financial Services Inc., August 2002 to June 2004.
Where is Roger Johnson based?
Roger Johnson’s registered office is in Mt. Pleasant, SC.
Is Roger Johnson registered with FINRA?
No. Roger Johnson has no current broker registration.
Is Roger Johnson a CFP?
ACT Advisors lists Roger Johnson with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Roger Johnson’s record?
Search CRD 4545355 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Roger Johnson’s full registration record.