Roger Johnson has been Partner of Western Pacific Wealth Management since July 2022, is a control person of the firm and directly owns between 50% and 75% of it. Roger Johnson holds a B.A. in Psychology from Gonzaga University.
Western Pacific Wealth Management, LP is a Lake Forest, IL firm with $206M under management, 33 clients and 2 advisers across 2 offices, as of its March 2026 filing.
Roger L. Johnson is Principal of Western Pacific Wealth Management. He has over 50 years in the investment industry, beginning as a stockbroker from 1970 to 1993 providing investment research to institutions and high net worth individuals. He co-founded Western Pacific Investment Advisers, LLC, a different firm, and served for 14 years as its President.
Roger Johnson’s longest registration was 11 years at Western Pacific Investment Advisers Inc (1993–2005). Before joining Western Pacific Wealth Management in 2021, Roger Johnson was registered through Summa Global Advisors, LLC and Coldstream Capital Management Inc.
- – present · 5 yearsLake Forest, IL · Adviser representative · Firm CRD 152714
- Summa Global Advisors, LLC– · 11 yearsClackamas, OR · Adviser representative · Firm CRD 148713
- Coldstream Capital Management Inc– · 2 yearsPortland, OR · Adviser representative · Firm CRD 108805
- Western Pacific Investment Advisers Inc– · 11 yearsPortland, OR · Adviser representative · Firm CRD 105287
Investment adviser representative registrations
Roger Johnson is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from June 2021; the most recent is Texas, in September 2021.
- IllinoisSince 30 June 2021
- OregonSince 15 September 2021
- TexasResidentSince 16 September 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 8 October 1993 |
| Series 63 | Uniform Securities Agent State Law Examination | 22 December 1986 |
| PC | AMEX Put and Call Exam | 30 June 1983 |
| Series 000 | General Securities Principal Examination | 25 September 1970 |
| Series 1 | Registered Representative Examination | 25 September 1970 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- AMEX Put and Call Exam
- Name
- General Securities Principal Examination
- Name
- Registered Representative Examination
- Full name
- Roger Lane Johnson
- CRD
- 260212
- Firm
- Western Pacific Wealth Management · CRD 152714
- Role
- Partner
- Office
- 263 Market Square, Suite B, Lake Forest, IL 60045
- Registration
- Investment adviser registration
- In the industry since
- May 1995
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- westpacwm.com
Where does Roger Johnson work?
Roger Johnson has been Partner of Western Pacific Wealth Management, LP since July 2022, and is a control person of the firm.
Is Roger Johnson a financial advisor?
Yes. Roger Johnson has a current investment-adviser registration in Illinois, Oregon and Texas, through Western Pacific Wealth Management since June 2021.
How many years of experience does Roger Johnson have?
Roger Johnson has 31 years in the financial industry, since May 1995, across 4 adviser firms.
What exams has Roger Johnson passed?
Roger Johnson has passed 5 licensing exams: the Series 000, Series 1, PC, Series 63 and Series 65. The earliest, the Series 000, was passed in September 1970.
Where did Roger Johnson work before Western Pacific Wealth Management?
Before Western Pacific Wealth Management, Roger Johnson was registered through Summa Global Advisors, LLC, November 2009 to January 2021; Coldstream Capital Management Inc, October 2005 to October 2008; Western Pacific Investment Advisers Inc, October 1993 to September 2005.
Where is Roger Johnson based?
Roger Johnson’s registered office is in Lake Forest, IL.
Is Roger Johnson registered with FINRA?
No. Roger Johnson has no current broker registration.
How can I verify Roger Johnson’s record?
Search CRD 260212 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Roger Johnson’s full registration record.