Roger Hubley has been President/CEO/Chief Compliance Officer of Networth Asset Management since October 1977, is a control person of the firm and directly owns 75% or more of it. Roger Hubley holds a Bachelor of Science Degree in Business Administration from the University of Minnesota.
Networth Asset Management, Inc is a firm with $103M under management, 245 clients and 1 adviser across 5 offices, as of its March 2026 filing.
Roger Hubley is CEO and President of NetWorth Asset Management, Inc. He has been in business since 1970 and has experience in financial planning with emphasis on investment portfolio management. He has been the Portfolio Manager for the firm since the inception of its Asset Management Program, and has served as President of the Minnesota Association of Insurance and Financial Advisors.
Roger Hubley’s longest registration is the current one, 25 years at Networth Asset Management since 2000.
- Intercarolina Financial Services, Inc.Also current– present · 2 yearsThe Villages, FL · Adviser representative and broker · Firm CRD 19475
- Girard Securities, Inc.– · 3 yearsMarco Island, FL · Adviser representative · Firm CRD 18697
Professional designations
Listed by Networth Asset Management
- Chartered Life Underwriter (CLU)
- Chartered Financial Consultant (ChFC)
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Roger Hubley is registered as an investment adviser representative in 3 states. The first approvals date from November 2000; the most recent is Minnesota, in December 2013.
- FloridaSince 21 November 2000
- MinnesotaSince 23 December 2013
- PennsylvaniaSince 1 April 2013
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 15 April 1985 |
| Series 24 | General Securities Principal Examination | 9 May 1984 |
| Series 1 | Registered Representative Examination | 11 November 1971 |
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- Registered Representative Examination
- Full name
- Roger Allen Hubley
- CRD
- 251984
- Firm
- Networth Asset Management · CRD 105145
- Role
- President/CEO/Chief Compliance Officer
- Registration
- Investment adviser and broker registrations
- In the industry since
- November 1971
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- nwam.net
Where does Roger Hubley work?
Roger Hubley has been President/CEO/Chief Compliance Officer of Networth Asset Management, Inc since October 1977, and is a control person of the firm.
Is Roger Hubley a financial advisor?
Yes. Roger Hubley has a current investment-adviser registration in Florida, Minnesota and Pennsylvania, through Networth Asset Management since November 2000.
How many years of experience does Roger Hubley have?
Roger Hubley has 54 years in the financial industry, since November 1971, across 3 adviser firms.
What exams has Roger Hubley passed?
Roger Hubley has passed 4 licensing exams: the Series 1, Series 24, Series 63 and Series 6TO. The earliest, the Series 1, was passed in November 1971. FINRA credited Roger Hubley with the SIE, which began in October 2018.
Is Roger Hubley registered with FINRA?
Yes. Roger Hubley has a current broker registration, under CRD 251984.
Source: FINRA BrokerCheck
Is Roger Hubley a CFP?
Networth Asset Management lists Roger Hubley with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Roger Hubley’s record?
Search CRD 251984 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Roger Hubley’s full registration record.