Roger Godin has been an investment adviser representative at Prasad Wealth Partners since September 2024, and is not listed among the firm’s executive officers or direct owners.
Prasad Wealth Partners, LLC is an Independence, OH firm with $572M under management, 729 clients and 5 advisers across 3 offices, as of its July 2026 filing.
Roger Godin’s longest registration was 3 years at Regal Investment Advisors LLC (2021–2024). Before joining Prasad Wealth Partners in 2024, Roger Godin was registered through Regal Investment Advisors LLC and Robert W. Baird & Co. Incorporated.
- Prasad Wealth PartnersCurrent– present · 2 yearsIndependence, OH · Adviser representative · Firm CRD 332507
- Regal Investment Advisors LLC– · 3 yearsIndependence, OH · Adviser representative · Firm CRD 125004
- Robert W. Baird & Co. Incorporated– · 2 yearsCleveland, OH · Adviser representative · Firm CRD 8158
- PNC Investments– · under a yearRocky River, OH · Adviser representative · Firm CRD 129052
- Wells Fargo Clearing Services, LLC– · 2 yearsWestlake, OH · Adviser representative · Firm CRD 19616
Investment adviser representative registrations
Roger Godin is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from September 2024; the most recent is Texas, in February 2025.
- OhioSince 5 September 2024
- TexasResidentSince 27 February 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 13 February 2015 |
| Series 7 | General Securities Representative Examination | 24 November 2014 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Roger Edward Godin
- CRD
- 5140556
- Firm
- Prasad Wealth Partners · CRD 332507
- Office
- 6050 OAK TREE BLVD., SUITE 100, Independence, OH 44131
- Registration
- Investment adviser and broker registrations
- In the industry since
- March 2015
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Roger Godin work?
Roger Godin is an investment adviser representative registered through Prasad Wealth Partners, LLC since September 2024, and is not listed among the firm’s executive officers or direct owners.
Is Roger Godin a financial advisor?
Yes. Roger Godin has a current investment-adviser registration in Ohio and Texas, through Prasad Wealth Partners since September 2024.
How many years of experience does Roger Godin have?
Roger Godin has 11 years in the financial industry, since March 2015, across 5 adviser firms.
What exams has Roger Godin passed?
Roger Godin has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in November 2014. FINRA credited Roger Godin with the SIE, which began in October 2018.
Where did Roger Godin work before Prasad Wealth Partners?
Before Prasad Wealth Partners, Roger Godin was registered through Robert W. Baird & Co. Incorporated, January 2018 to December 2020; PNC Investments, December 2017 to January 2018; Wells Fargo Clearing Services, LLC, February 2015 to October 2017.
Where is Roger Godin based?
Roger Godin’s registered office is in Independence, OH.
Is Roger Godin registered with FINRA?
Yes. Roger Godin has a current broker registration, under CRD 5140556.
Source: FINRA BrokerCheck
How can I verify Roger Godin’s record?
Search CRD 5140556 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Roger Godin’s full registration record.