Rodd Miller has been Chief Compliance Officer and CEO of Miller Wealth Management since April 2026, is a control person of the firm and directly owns under 5% of it. Rodd Miller holds a Bachelor of Business Administration from the University of San Diego.
Miller Wealth Management LLC is a Gilbert, AZ firm with $100M under management, 91 clients and 1 adviser in one office, as of its September 2026 filing.
Rodd Miller is Founder & CEO of Miller Wealth Management, based in Gilbert, AZ. He founded the firm in 2011. His career in finance has spanned private equity, real estate development finance and wealth management.
Rodd Miller’s longest registration was 8 years at Golden State Wealth Management, LLC (2017–2026). Before joining Miller Wealth Management in 2026, Rodd Miller was registered through Golden State Wealth Management, LLC and PFG Advisors.
- Miller Wealth ManagementCurrent– present · under a yearGilbert, AZ · Adviser representative · Firm CRD 342288
- Golden State Wealth Management, LLC– · 8 yearsGilbert, AZ · Adviser representative · Firm CRD 167995
- PFG Advisors– · 2 yearsCarlsbad, CA · Adviser representative · Firm CRD 173344
- LPL Financial LLC– · 8 yearsGilbert, AZ · Adviser representative · Firm CRD 6413
- RJL Wealth Management, LLC– · 1 yearSan Diego, CA · Adviser representative · Firm CRD 152396
- Raymond J. Lucia Companies, Inc.– · 1 yearSan Diego, CA · Adviser representative · Firm CRD 115670
Professional designations
Listed by Miller Wealth Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Rodd Miller is registered as an investment adviser representative in Arizona, since August 2026.
- ArizonaSince 28 August 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 19 December 2008 |
| Series 66 | Uniform Combined State Law Examination | 22 November 2008 |
| Series 7 | General Securities Representative Examination | 15 October 2008 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Rodd Robert Miller
- CRD
- 4984062
- Firm
- Miller Wealth Management · CRD 342288
- Role
- Chief Compliance Officer and CEO
- Office
- 2162 E WILLIAMS FIELD RD, STE 111, Gilbert, AZ 85295
- Registration
- Investment adviser registration
- In the industry since
- October 2008
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- millerwm.com
Where does Rodd Miller work?
Rodd Miller has been Chief Compliance Officer and CEO of Miller Wealth Management LLC since April 2026, and is a control person of the firm.
Is Rodd Miller a financial advisor?
Yes. Rodd Miller has a current investment-adviser registration in Arizona, through Miller Wealth Management since August 2026.
How many years of experience does Rodd Miller have?
Rodd Miller has 17 years in the financial industry, since October 2008, across 6 adviser firms.
What exams has Rodd Miller passed?
Rodd Miller has passed 3 licensing exams: the Series 7, Series 66 and Series 24. The earliest, the Series 7, was passed in October 2008. FINRA credited Rodd Miller with the SIE, which began in October 2018.
Where did Rodd Miller work before Miller Wealth Management?
Before Miller Wealth Management, Rodd Miller was registered through PFG Advisors, March 2015 to October 2017; LPL Financial LLC, November 2011 to October 2020; RJL Wealth Management, LLC, April 2010 to November 2011; Raymond J. Lucia Companies, Inc., March 2009 to October 2010.
Where is Rodd Miller based?
Rodd Miller’s registered office is in Gilbert, AZ.
Is Rodd Miller registered with FINRA?
No. Rodd Miller has no current broker registration.
Is Rodd Miller a CFP?
Miller Wealth Management lists Rodd Miller with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Rodd Miller’s record?
Search CRD 4984062 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Rodd Miller’s full registration record.