Roberto Moreiro has been Chief Compliance Officer of Directional Asset Management since August 2025, is not listed as a control person, but directly owns under 5% of the firm.
Directional Asset Management, LLC is an Arlington Heights, IL firm with $137M under management, 48 clients and 1 adviser in one office, as of its March 2026 filing.
No adviser firm registrations are on Roberto Moreiro’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 26 June 2024 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 24 | General Securities Principal Examination | 31 August 2020 |
- Name
- Uniform Combined State Law Examination
- Name
- Operations Professional Examination
- Name
- General Securities Principal Examination
- CRD
- 7193031
- Firm
- Directional Asset Management · CRD 152859
- Role
- Chief Compliance Officer
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Roberto Moreiro work?
Roberto Moreiro has been Chief Compliance Officer of Directional Asset Management, LLC since August 2025.
Does Roberto Moreiro have a current investment-adviser registration?
Roberto Moreiro has a current broker registration and no current investment-adviser registration.
What exams has Roberto Moreiro passed?
Roberto Moreiro has passed 3 licensing exams: the Series 24, Series 99TO and Series 66. The earliest, the Series 24, was passed in August 2020.
Is Roberto Moreiro registered with FINRA?
Yes. Roberto Moreiro has a current broker registration, under CRD 7193031.
Source: FINRA BrokerCheck
How can I verify Roberto Moreiro’s record?
Search CRD 7193031 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Roberto Moreiro’s full registration record.