Roberta Tondo has been an investment adviser representative at White Lighthouse Investment Management since March 2026, and is not listed among the firm’s executive officers or direct owners. Roberta Tondo holds a BA from Wake Forest University and an MBA with a concentration in Finance from SDA Bocconi School of Management.
White Lighthouse Investment Management, Inc. is a firm with $919M under management, 406 clients and 9 advisers across 2 offices, as of its June 2026 filing.
Roberta Tondo is Senior Financial Planner of White Lighthouse Investment Management, which she joined in March 2026, bringing over a decade of experience in investment management. She began her career in 2012 with a small wealth management firm and later joined Vanguard, where she served as a Financial Advisor and Portfolio Manager to high-net-worth individuals.
Roberta Tondo’s longest registration was 5 years at Vanguard Advisers, Inc. (2017–2022). Before joining White Lighthouse Investment Management in 2026, Roberta Tondo was registered through Northwestern Mutual Investment Services,llc and Vanguard Advisers, Inc.
- – present · under a yearCornelius, NC · Adviser representative · Firm CRD 108030
- Northwestern Mutual Investment Services,llc– · 1 yearCharlotte, NC · Adviser representative · Firm CRD 2881
- Vanguard Advisers, Inc.– · 5 yearsCharlotte, NC · Adviser representative · Firm CRD 106715
- Ameriprise Financial Services, Inc.– · 2 yearsStatesville, NC · Adviser representative · Firm CRD 6363
Professional designations
Listed by White Lighthouse Investment Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Roberta Tondo is registered as an investment adviser representative in Massachusetts, since March 2026.
- MassachusettsSince 19 March 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 13 November 2014 |
| Series 7 | General Securities Representative Examination | 22 September 2014 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 5966698
- Firm
- White Lighthouse Investment Management · CRD 108030
- Office
- Cornelius, NC
- Registration
- Investment adviser registration
- In the industry since
- September 2016
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- white-lighthouse.com
Where does Roberta Tondo work?
Roberta Tondo is an investment adviser representative registered through White Lighthouse Investment Management, Inc. since March 2026, and is not listed among the firm’s executive officers or direct owners.
Is Roberta Tondo a financial advisor?
Yes. Roberta Tondo has a current investment-adviser registration in Massachusetts, through White Lighthouse Investment Management since March 2026.
How many years of experience does Roberta Tondo have?
Roberta Tondo has 10 years in the financial industry, since September 2016, across 4 adviser firms.
What exams has Roberta Tondo passed?
Roberta Tondo has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in September 2014. FINRA credited Roberta Tondo with the SIE, which began in October 2018.
Where did Roberta Tondo work before White Lighthouse Investment Management?
Before White Lighthouse Investment Management, Roberta Tondo was registered through Northwestern Mutual Investment Services,llc, August 2024 to March 2026; Vanguard Advisers, Inc., February 2017 to September 2022; Ameriprise Financial Services, Inc., November 2014 to January 2017.
Where is Roberta Tondo based?
Roberta Tondo’s registered office is in Cornelius, NC.
Is Roberta Tondo registered with FINRA?
No. Roberta Tondo has no current broker registration.
Is Roberta Tondo a CFP?
White Lighthouse Investment Management lists Roberta Tondo with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Roberta Tondo’s record?
Search CRD 5966698 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Roberta Tondo’s full registration record.
- Jonathan LachowitzOwner/Chief Executive Officer
- Kathleen QuinteroChief Compliance Officer