Roberta Dallas has been Shareholder of Steward Advisors Group since April 2022, is not listed as a control person, but directly owns under 5% of the firm.
Steward Advisors Group, LLC is a Halfmoon, NY firm with $105M under management, 109 clients and 8 advisers across 6 offices, as of its March 2026 filing.
- – · under a yearLiverpool, NY · Adviser representative · Firm CRD 321846
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 10 February 2022 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Roberta S. Dallas
- CRD
- 7558042
- Firm
- Steward Advisors Group · CRD 321846
- Role
- Shareholder
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does Roberta Dallas work?
Roberta Dallas has been Shareholder of Steward Advisors Group, LLC since April 2022.
Does Roberta Dallas have a current investment-adviser registration?
Roberta Dallas has no current investment-adviser or broker registration.
What exams has Roberta Dallas passed?
Roberta Dallas passed the Series 65 in February 2022.
Where was Roberta Dallas previously registered as an investment adviser?
Roberta Dallas has past investment-adviser registrations through Steward Advisors Group, LLC, June 2022 to November 2022, across 1 firm.
Is Roberta Dallas registered with FINRA?
No. Roberta Dallas has no current broker registration.
How can I verify Roberta Dallas’ record?
Search CRD 7558042 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Roberta Dallas’ full registration record.
- Donald SimmonsChief Executive Officer and Investment Advisor Representative
- Jansen HeinChief Compliance Officer and Chief Operating Officer