Robert Shannon has been Owner of Brazos Wealth Advisors since September 2022, is a control person of the firm and directly owns between 50% and 75% of it. Robert Shannon holds a Bachelor of Business Administration in Financial Planning from the University of North Texas.
Brazos Wealth Advisors LLC is a Fort Worth, TX firm with $184M under management, 155 clients and 2 advisers across 2 offices, as of its March 2026 filing.
Wes Shannon founded SJK Financial Planning, which later merged with Dansby Wealth Management to form Brazos Wealth Advisors. After decades in the insurance and financial services industry, he left insurance to do full-time financial planning and investment advising.
Robert Shannon’s longest registration was 8 years at SJK Financial Planning, L.L.C. (2014–2023). Before joining Brazos Wealth Advisors in 2024, Robert Shannon was registered through SJK Financial Planning, L.L.C. and Signator Financial Services, Inc.
- Brazos Wealth Advisors LLCCurrent– present · 2 yearsFort Worth, TX · Adviser representative · Firm CRD 323508
- SJK Financial Planning, L.L.C.– · 8 yearsFort Worth, TX · Adviser representative · Firm CRD 173268
- Signator Financial Services, Inc.– · 6 yearsHurst, TX · Adviser representative · Firm CRD 19061
Professional designations
Listed by Brazos Wealth Advisors
- CFP®
Investment adviser representative registrations
Robert Shannon is registered as an investment adviser representative in Texas, since April 2024.
- TexasSince 15 April 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 21 December 2010 |
| Series 65 | Uniform Investment Adviser Law Examination | 1 July 2008 |
| Series 63 | Uniform Securities Agent State Law Examination | 24 August 1987 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 22 June 1987 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Robert Wesley Shannon
- CRD
- 1673397
- Firm
- Brazos Wealth Advisors · CRD 323508
- Role
- Owner
- Office
- 2833 CROCKETT ST., STE.102, Fort Worth, TX 76107
- Registration
- Investment adviser registration
- In the industry since
- January 2009
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- brazoswa.com
Where does Robert Shannon work?
Robert Shannon has been Owner of Brazos Wealth Advisors LLC since September 2022, and is a control person of the firm.
Is Robert Shannon a financial advisor?
Yes. Robert Shannon has a current investment-adviser registration in Texas, through Brazos Wealth Advisors since April 2024.
How many years of experience does Robert Shannon have?
Robert Shannon has 17 years in the financial industry, since January 2009, across 3 adviser firms.
What exams has Robert Shannon passed?
Robert Shannon has passed 4 licensing exams: the Series 6, Series 63, Series 65 and Series 7. The earliest, the Series 6, was passed in June 1987. FINRA credited Robert Shannon with the SIE, which began in October 2018.
Where did Robert Shannon work before Brazos Wealth Advisors?
Before Brazos Wealth Advisors, Robert Shannon was registered through SJK Financial Planning, L.L.C., December 2014 to September 2023; Signator Financial Services, Inc., July 2008 to December 2014.
Where is Robert Shannon based?
Robert Shannon’s registered office is in Fort Worth, TX.
Is Robert Shannon registered with FINRA?
No. Robert Shannon has no current broker registration.
Is Robert Shannon a CFP?
Brazos Wealth Advisors lists Robert Shannon with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
How can I verify Robert Shannon’s record?
Search CRD 1673397 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Robert Shannon’s full registration record.
