Robert Searle has been President/Chief Compliance Officer, CFO of Searle & Co. since November 1982, is a control person of the firm and directly owns 75% or more of it.
Searle & Co. is a Greenwich, CT firm with $630M under management, 127 clients and 7 advisers across 5 offices, as of its December 2025 filing.
Robert Searle’s longest registration is the current one, 23 years at Searle & Co. since 2002.
- SCS Asset Management, Inc– · 2 yearsTampa, FL · Adviser representative · Firm CRD 132450
Investment adviser representative registrations
Robert Searle is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from November 2002; the most recent is Texas, in October 2024.
- ConnecticutSince 6 November 2002
- TexasResidentSince 28 October 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 4 | Registered Options Principal Examination | 2 January 2023 |
| Series 24 | General Securities Principal Examination | 2 January 2023 |
| Series 14 | Compliance Officer Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 52TO | Municipal Securities Representative Examination | 2 January 2023 |
| Series 79TO | Investment Banking Registered Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 20 October 2002 |
| Series 40 | Registered Principal Examination | 21 September 1978 |
| Series 7 | General Securities Representative Examination | 18 June 1977 |
- Name
- Registered Options Principal Examination
- Name
- General Securities Principal Examination
- Name
- Compliance Officer Examination
- Name
- Operations Professional Examination
- Name
- Municipal Securities Representative Examination
- Name
- Investment Banking Registered Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Registered Principal Examination
- Name
- General Securities Representative Examination
- Full name
- Robert Southworth Searle
- CRD
- 839312
- Firm
- Searle & Co. · CRD 13035
- Role
- President/Chief Compliance Officer, CFO
- Office
- 333 GREENWICH AVE, Greenwich, CT 06830
- Registration
- Investment adviser and broker registrations
- In the industry since
- June 1977
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Robert Searle work?
Robert Searle has been President/Chief Compliance Officer, CFO of Searle & Co. since November 1982, and is a control person of the firm.
Is Robert Searle a financial advisor?
Yes. Robert Searle has a current investment-adviser registration in Connecticut and Texas, through Searle & Co. since November 2002.
How many years of experience does Robert Searle have?
Robert Searle has 49 years in the financial industry, since June 1977, across 2 adviser firms.
What exams has Robert Searle passed?
Robert Searle has passed 9 licensing exams: the Series 7, Series 40, Series 66, Series 4, Series 24, Series 14, Series 99TO, Series 52TO and Series 79TO. The earliest, the Series 7, was passed in June 1977. FINRA credited Robert Searle with the SIE, which began in October 2018.
Where is Robert Searle based?
Robert Searle’s registered office is in Greenwich, CT.
Is Robert Searle registered with FINRA?
Yes. Robert Searle has a current broker registration, under CRD 839312.
Source: FINRA BrokerCheck
How can I verify Robert Searle’s record?
Search CRD 839312 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Robert Searle’s full registration record.