Robert Moore has been an investment adviser representative at SGL Financial since December 2013, and is not listed among the firm’s executive officers or direct owners.
SGL Financial, LLC is a Buffalo Grove, IL firm with $416M under management, 884 clients and 13 advisers across 4 offices, as of its September 2026 filing.
Robert Moore’s longest registration is the current one, 12 years at SGL Financial since 2013. Before joining SGL Financial in 2013, Robert Moore was registered through American Investment Services and Envision Investment Advisors, LLC.
- American Investment Services– · 4 yearsArdmore, OK · Adviser representative · Firm CRD 144088
- Envision Investment Advisors, LLC– · under a yearArdmore, OK · Adviser representative · Firm CRD 143667
Investment adviser representative registrations
Robert Moore is registered as an investment adviser representative in Oklahoma, since December 2013.
- OklahomaSince 12 December 2013
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 3 October 2007 |
| Series 24 | General Securities Principal Examination | 25 February 2002 |
| Series 7 | General Securities Representative Examination | 11 August 2000 |
| Series 63 | Uniform Securities Agent State Law Examination | 4 February 1991 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 19 November 1990 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Robert Duayne Moore
- CRD
- 2094190
- Firm
- SGL Financial · CRD 158023
- Office
- 1800 NORTH INTERSTATE DRIVE, SUITE 114, Norman, OK 73071
- Registration
- Investment adviser registration
- In the industry since
- November 2008
- Disciplinary history
- Not yet shown here · SEC record
Where does Robert Moore work?
Robert Moore is an investment adviser representative registered through SGL Financial, LLC since December 2013, and is not listed among the firm’s executive officers or direct owners.
Is Robert Moore a financial advisor?
Yes. Robert Moore has a current investment-adviser registration in Oklahoma, through SGL Financial since December 2013.
How many years of experience does Robert Moore have?
Robert Moore has 17 years in the financial industry, since November 2008, across 3 adviser firms.
What exams has Robert Moore passed?
Robert Moore has passed 5 licensing exams: the Series 6, Series 63, Series 7, Series 24 and Series 65. The earliest, the Series 6, was passed in November 1990.
Where did Robert Moore work before SGL Financial?
Before SGL Financial, Robert Moore was registered through American Investment Services, January 2008 to November 2012; Envision Investment Advisors, LLC, October 2007 to July 2008.
Where is Robert Moore based?
Robert Moore’s registered office is in Norman, OK.
Is Robert Moore registered with FINRA?
No. Robert Moore has no current broker registration.
How can I verify Robert Moore’s record?
Search CRD 2094190 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Robert Moore’s full registration record.
- Gabriel LewitChief Executive Officer
- Gery SadzewiczChief Compliance Officer
- Steven LewitOwner