Robert Moffett has been an investment adviser representative at Newman Dignan & Sheerar since May 2025, and is not listed among the firm’s executive officers or direct owners. Robert Moffett holds an Undergraduate degree in Economics from the University of California, San Diego and an MBA from Peter F. Drucker School of Management.
Newman Dignan & Sheerar, Inc is a Providence, RI firm with $731M under management, 536 clients and 6 advisers across 3 offices, as of its May 2026 filing.
Parker Moffett is Senior Investment Advisor at NDS Wealth Advisors, based in Providence, RI. Before his tenure at the firm, he founded and led a Registered Investment Advisory practice. This followed a 15-year career at Capital Group, home of American Funds.
Robert Moffett’s longest registration was 7 years at American Funds Distributors, Inc. (2014–2021). Before joining Newman Dignan & Sheerar in 2025, Robert Moffett was registered through Olive Ridley Private Client Services LLC and American Funds Distributors, Inc.
- Newman Dignan & Sheerar, IncCurrent– present · 1 yearProvidence, RI · Adviser representative · Firm CRD 107565
- Olive Ridley Private Client Services LLC– · 2 yearsNewport, RI · Adviser representative · Firm CRD 325430
- American Funds Distributors, Inc.– · 7 yearsLos Angeles, CA · Adviser representative · Firm CRD 6247
Professional designations
Listed by Newman Dignan & Sheerar
- Certified Investment Management Analyst (CIMA®)
Investment adviser representative registrations
Robert Moffett is registered as an investment adviser representative in Rhode Island, since May 2025.
- Rhode IslandSince 5 May 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 4 November 2020 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 10 January 2014 |
| Series 63 | Uniform Securities Agent State Law Examination | 6 September 2013 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 2 August 2013 |
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Robert Parker Moffett
- CRD
- 5208466
- Firm
- Newman Dignan & Sheerar · CRD 107565
- Office
- 260 WEST EXCHANGE STREET, SUITE 302, Providence, RI 02903
- Registration
- Investment adviser registration
- In the industry since
- December 2014
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- newmandignan.com
Where does Robert Moffett work?
Robert Moffett is an investment adviser representative registered through Newman Dignan & Sheerar, Inc since May 2025, and is not listed among the firm’s executive officers or direct owners.
Is Robert Moffett a financial advisor?
Yes. Robert Moffett has a current investment-adviser registration in Rhode Island, through Newman Dignan & Sheerar since May 2025.
How many years of experience does Robert Moffett have?
Robert Moffett has 11 years in the financial industry, since December 2014, across 3 adviser firms.
What exams has Robert Moffett passed?
Robert Moffett has passed 4 licensing exams: the Series 6, Series 63, Series 65 and Series 7TO. The earliest, the Series 6, was passed in August 2013. FINRA credited Robert Moffett with the SIE, which began in October 2018.
Where did Robert Moffett work before Newman Dignan & Sheerar?
Before Newman Dignan & Sheerar, Robert Moffett was registered through Olive Ridley Private Client Services LLC, March 2023 to May 2025; American Funds Distributors, Inc., January 2014 to October 2021.
Where is Robert Moffett based?
Robert Moffett’s registered office is in Providence, RI.
Is Robert Moffett registered with FINRA?
No. Robert Moffett has no current broker registration.
How can I verify Robert Moffett’s record?
Search CRD 5208466 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Robert Moffett’s full registration record.
