Robert Kania has been Owner, President, Chief Investment Officer, Chief Compliance Officer of Moore Financial Advisors since February 2024, is a control person of the firm and directly owns 75% or more of it.
Moore Financial Advisors, LTD. is a Belmont, MA firm with $127M under management, 92 clients and 3 advisers across 4 offices, as of its August 2026 filing.
Robert Kania’s longest registration is the current one, 7 years at Moore Financial Advisors since 2019. Before joining Moore Financial Advisors in 2019, Robert Kania was registered through Laurentide Advisory, LLC.
- – present · 7 yearsDuxbury, MA · Adviser representative · Firm CRD 130421
- Laurentide Advisory, LLC– · 4 yearsHingham, MA · Adviser representative · Firm CRD 269877
Investment adviser representative registrations
Robert Kania is registered as an investment adviser representative in Massachusetts, since July 2019.
- MassachusettsSince 16 July 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 3 | National Commodity Futures Examination | 21 September 1992 |
| Series 7 | General Securities Representative Examination | 5 December 1991 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 19 March 1991 |
| Series 63 | Uniform Securities Agent State Law Examination | 5 February 1991 |
- Name
- National Commodity Futures Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Robert Frederick Kania
- CRD
- 2111120
- Firm
- Moore Financial Advisors · CRD 130421
- Role
- Owner, President, Chief Investment Officer, Chief Compliance Officer
- Office
- Duxbury, MA
- Registration
- Investment adviser registration
- In the industry since
- August 2015
- Disciplinary history
- Not yet shown here · SEC record
Where does Robert Kania work?
Robert Kania has been Owner, President, Chief Investment Officer, Chief Compliance Officer of Moore Financial Advisors, LTD. since February 2024, and is a control person of the firm.
Is Robert Kania a financial advisor?
Yes. Robert Kania has a current investment-adviser registration in Massachusetts, through Moore Financial Advisors since July 2019.
How many years of experience does Robert Kania have?
Robert Kania has 11 years in the financial industry, since August 2015, across 2 adviser firms.
What exams has Robert Kania passed?
Robert Kania has passed 4 licensing exams: the Series 63, Series 6, Series 7 and Series 3. The earliest, the Series 63, was passed in February 1991.
Where is Robert Kania based?
Robert Kania’s registered office is in Duxbury, MA.
Is Robert Kania registered with FINRA?
No. Robert Kania has no current broker registration.
How can I verify Robert Kania’s record?
Search CRD 2111120 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Robert Kania’s full registration record.