Robert Jones has been Manager/Chief Compliance Officer of Investor Advisory Group since December 2015, is a control person of the firm and directly owns under 5% of it. Robert Jones holds a B.S. in Accounting from Clemson University.
Investor Advisory Group, LLC is a Charlotte, NC firm with $172M under management, 184 clients and 4 advisers across 2 offices, as of its March 2026 filing.
Robert Jones is Partner of The Investor Advisory Group, based in Charlotte, NC. He began his career with The Vanguard Group in 2013, working with high and ultra-high net worth investors in the retail space. He joined the firm as an Agent in 2015 and became a Partner in 2018.
- Investor Advisory GroupCurrent– present · 10 yearsCharlotte, NC · Adviser representative · Firm CRD 106837
Investment adviser representative registrations
Robert Jones is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from February 2016; the most recent is Texas, in March 2026.
- North CarolinaSince 10 February 2016
- TexasResidentSince 31 March 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 10 February 2016 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 16 October 2013 |
| Series 63 | Uniform Securities Agent State Law Examination | 25 September 2013 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Robert Joel Jones
- CRD
- 6238384
- Firm
- Investor Advisory Group · CRD 106837
- Role
- Manager/Chief Compliance Officer
- Office
- 421 SOUTH SHARON AMITY ROAD, SUITE A, Charlotte, NC 28211
- Registration
- Investment adviser registration
- In the industry since
- February 2016
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- theiag.com
Where does Robert Jones work?
Robert Jones has been Manager/Chief Compliance Officer of Investor Advisory Group, LLC since December 2015, and is a control person of the firm.
Is Robert Jones a financial advisor?
Yes. Robert Jones has a current investment-adviser registration in North Carolina and Texas, through Investor Advisory Group since February 2016.
How many years of experience does Robert Jones have?
Robert Jones has 10 years in the financial industry, since February 2016, across 1 adviser firm.
What exams has Robert Jones passed?
Robert Jones has passed 3 licensing exams: the Series 63, Series 7 and Series 65. The earliest, the Series 63, was passed in September 2013. FINRA credited Robert Jones with the SIE, which began in October 2018.
Where is Robert Jones based?
Robert Jones’ registered office is in Charlotte, NC.
Is Robert Jones registered with FINRA?
No. Robert Jones has no current broker registration.
How can I verify Robert Jones’ record?
Search CRD 6238384 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Robert Jones’ full registration record.