Robert Faulkner has been Principal, Chief Financial Officer, Chief Compliance Officer, and Financial Advisor of WealthBridge Capital Management since August 2018, is a control person of the firm and directly owns between 50% and 75% of it. Robert Faulkner holds a Bachelor of Science in physics from US Naval Academy.
Wealthbridge Capital Management, LLC is a Westerville, OH firm with $710M under management, 457 clients and 4 advisers across 2 offices, as of its August 2026 filing.
Robert Faulkner is investment management analyst and CFO of WealthBridge Capital Management. Faulkner creates portfolios for clients' individualized goals and oversees the asset allocations and their locations. Rob also serves as chief compliance officer and chief technology officer. Before co-founding WealthBridge, he worked at Morgan Stanley, and before that at Merrill Lynch after serving eight years in the US Navy.
Robert Faulkner’s longest registration was 9 years at Morgan Stanley (2009–2018). Before joining WealthBridge Capital Management in 2018, Robert Faulkner was registered through Morgan Stanley and Morgan Stanley & Co. Incorporated.
- – present · 8 yearsWesterville, OH · Adviser representative · Firm CRD 298254
- Morgan Stanley– · 9 yearsColumbus, OH · Adviser representative · Firm CRD 149777
- Morgan Stanley & Co. Incorporated– · under a yearDublin, OH · Adviser representative · Firm CRD 8209
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 7 yearsColumbus, OH · Adviser representative · Firm CRD 7691
Professional designations
Listed by WealthBridge Capital Management
- Certified Investment Management Analyst® (CIMA®)
- Chartered Retirement Planning Counselor℠ (CRPC®)
- Certified Estate Planner™ (CEP®)
Investment adviser representative registrations
Robert Faulkner is registered as an investment adviser representative in 2 states. The first approvals date from August 2018; the most recent is Texas, in March 2019.
- OhioSince 31 August 2018
- TexasSince 28 March 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 12 June 2009 |
| Series 65 | Uniform Investment Adviser Law Examination | 10 October 2005 |
| Series 66 | Uniform Combined State Law Examination | 16 October 2001 |
| Series 7 | General Securities Representative Examination | 21 September 2001 |
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Robert William Faulkner
- CRD
- 4426185
- Firm
- WealthBridge Capital Management · CRD 298254
- Role
- Principal, Chief Financial Officer, Chief Compliance Officer, and Financial Advisor
- Office
- 550 POLARIS PARKWAY, SUITE 560, Westerville, OH 43082
- Registration
- Investment adviser registration
- In the industry since
- September 2001
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- wealthbridgecm.com
Where does Robert Faulkner work?
Robert Faulkner has been Principal, Chief Financial Officer, Chief Compliance Officer, and Financial Advisor of Wealthbridge Capital Management, LLC since August 2018, and is a control person of the firm.
Is Robert Faulkner a financial advisor?
Yes. Robert Faulkner has a current investment-adviser registration in Ohio and Texas, through WealthBridge Capital Management since August 2018.
How many years of experience does Robert Faulkner have?
Robert Faulkner has 25 years in the financial industry, since September 2001, across 4 adviser firms.
What exams has Robert Faulkner passed?
Robert Faulkner has passed 4 licensing exams: the Series 7, Series 66, Series 65 and Series 31. The earliest, the Series 7, was passed in September 2001. FINRA credited Robert Faulkner with the SIE, which began in October 2018.
Where did Robert Faulkner work before WealthBridge Capital Management?
Before WealthBridge Capital Management, Robert Faulkner was registered through Morgan Stanley & Co. Incorporated, January 2009 to June 2009; Merrill Lynch, Pierce, Fenner & Smith Incorporated, November 2001 to February 2009.
Where is Robert Faulkner based?
Robert Faulkner’s registered office is in Westerville, OH.
Is Robert Faulkner registered with FINRA?
No. Robert Faulkner has no current broker registration.
How can I verify Robert Faulkner’s record?
Search CRD 4426185 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Robert Faulkner’s full registration record.
