Robert Eisenberg has been an investment adviser representative at SGL Financial since August 2022, and is not listed among the firm’s executive officers or direct owners.
SGL Financial, LLC is a Buffalo Grove, IL firm with $416M under management, 884 clients and 13 advisers across 4 offices, as of its September 2026 filing.
Robert Eisenberg’s longest registration is the current one, 4 years at SGL Financial since 2022. Before joining SGL Financial in 2022, Robert Eisenberg was registered through Northwestern Mutual Investment Services,llc and Verity Asset Management.
- SGL Financial, LLCCurrent– present · 4 yearsBuffalo Grove, IL · Adviser representative · Firm CRD 158023
- Northwestern Mutual Investment Services,llc– · under a yearSkokie, IL · Adviser representative · Firm CRD 2881
- Verity Asset Management– · under a yearHighland Park, IL · Adviser representative · Firm CRD 158667
- Brookstone Capital Management LLC– · under a yearHighland Park, IL · Adviser representative · Firm CRD 141413
- Gradient Advisors, LLC– · under a yearHighland Park, IL · Adviser representative · Firm CRD 152665
- NFP Securities, Inc.– · under a yearDeerfield, IL · Adviser representative · Firm CRD 42046
- NFP Securities, Inc.– · under a yearDeerfield, IL · Adviser representative · Firm CRD 42046
Investment adviser representative registrations
Robert Eisenberg is registered as an investment adviser representative in Illinois, since August 2022.
- IllinoisSince 12 August 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 20 April 2022 |
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 4 March 2022 |
| SIE | Securities Industry Essentials Examination | 18 February 2022 |
| Series 65 | Uniform Investment Adviser Law Examination | 27 March 2017 |
| Series 3 | National Commodity Futures Examination | 31 December 2008 |
| Series 66 | Uniform Combined State Law Examination | 1 April 2005 |
| Series 7 | General Securities Representative Examination | 22 February 2005 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Robert Joel Eisenberg
- CRD
- 4897643
- Firm
- SGL Financial · CRD 158023
- Office
- 1130 W. Lake Cook Road, Suite 150, Buffalo Grove, IL 60089
- Registration
- Investment adviser registration
- In the industry since
- September 2017
- Disciplinary history
- Not yet shown here · SEC record
Where does Robert Eisenberg work?
Robert Eisenberg is an investment adviser representative registered through SGL Financial, LLC since August 2022, and is not listed among the firm’s executive officers or direct owners.
Is Robert Eisenberg a financial advisor?
Yes. Robert Eisenberg has a current investment-adviser registration in Illinois, through SGL Financial since August 2022.
How many years of experience does Robert Eisenberg have?
Robert Eisenberg has 9 years in the financial industry, since September 2017, across 6 adviser firms.
What exams has Robert Eisenberg passed?
Robert Eisenberg has passed 7 licensing exams: the Series 7, Series 66, Series 3, Series 65, SIE, Series 6TO and Series 63. The earliest, the Series 7, was passed in February 2005.
Where did Robert Eisenberg work before SGL Financial?
Before SGL Financial, Robert Eisenberg was registered through Northwestern Mutual Investment Services,llc, April 2022 to July 2022; Verity Asset Management, September 2021 to December 2021; Brookstone Capital Management LLC, July 2020 to October 2020; Gradient Advisors, LLC, November 2018 to April 2019; NFP Securities, Inc., November 2005 to September 2006; NFP Securities, Inc., April 2005 to April 2005.
Where is Robert Eisenberg based?
Robert Eisenberg’s registered office is in Buffalo Grove, IL.
Is Robert Eisenberg registered with FINRA?
No. Robert Eisenberg has no current broker registration.
How can I verify Robert Eisenberg’s record?
Search CRD 4897643 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Robert Eisenberg’s full registration record.
- Gabriel LewitChief Executive Officer
- Gery SadzewiczChief Compliance Officer
- Steven LewitOwner