Robert Charette has been VP, Chief Compliance Officer of Pacific Park Financial since February 2012, is a control person of the firm and directly owns under 5% of it.
Pacific Park Financial, Inc. is a Laguna Hills, CA firm with $222M under management, 211 clients and 1 adviser in one office, as of its March 2026 filing.
Robert Charette’s longest registration was 4 years at Pacific Park Financial, Inc. (2013–2017).
- Haydel, Biel & Associates– · 1 yearPasadena, CA · Adviser representative · Firm CRD 152050
- The Mutual Fund Store– · under a yearOverland Park, KS · Adviser representative · Firm CRD 144753
- Fabian Financial Services Inc– · under a yearNewport Beach, CA · Adviser representative · Firm CRD 104758
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 24 June 2011 |
| Series 7 | General Securities Representative Examination | 21 October 2010 |
| Series 65 | Uniform Investment Adviser Law Examination | 16 May 2002 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Robert Allen Charette
- CRD
- 5405813
- Firm
- Pacific Park Financial · CRD 122867
- Role
- VP, Chief Compliance Officer
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does Robert Charette work?
Robert Charette has been VP, Chief Compliance Officer of Pacific Park Financial, Inc. since February 2012, and is a control person of the firm.
Does Robert Charette have a current investment-adviser registration?
Robert Charette has no current investment-adviser or broker registration.
What exams has Robert Charette passed?
Robert Charette has passed 3 licensing exams: the Series 65, Series 7 and Series 63. The earliest, the Series 65, was passed in May 2002.
Where was Robert Charette previously registered as an investment adviser?
Robert Charette has past investment-adviser registrations through Pacific Park Financial, Inc., February 2013 to December 2017; Haydel, Biel & Associates, October 2010 to April 2012; The Mutual Fund Store, December 2007 to October 2008; Fabian Financial Services Inc, October 2007 to October 2007, across 4 firms.
Is Robert Charette registered with FINRA?
No. Robert Charette has no current broker registration.
How can I verify Robert Charette’s record?
Search CRD 5405813 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Robert Charette’s full registration record.