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Robert Butler

Managing Member & Chief Compliance Officer at Canterbury Capital Wealth Management in Tuscaloosa, AL

Investment adviser registrationUpdated

Robert Butler is Managing Member & Chief Compliance Officer of Canterbury Capital Wealth Management, LLC, an investment adviser managing $132M, and works from its Tuscaloosa, AL office. Robert Butler has been registered as an investment adviser representative through Canterbury Capital Wealth Management since 28 August 2025, has 16 years in the industry across 2 firms and has passed the Series 7 and Series 66.

16
Years in industry
1
Years at firm
2
Adviser firms
2
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Robert Butler has been Managing Member & Chief Compliance Officer of Canterbury Capital Wealth Management since July 2025, is a control person of the firm and directly owns 75% or more of it.

Canterbury Capital Wealth Management, LLC is a Tuscaloosa, AL firm with $132M under management, 305 clients and 2 advisers across 2 offices, as of its August 2026 filing.

Robert Butler’s longest registration was 15 years at Northwestern Mutual Investment Services,llc (2010–2025). Before joining Canterbury Capital Wealth Management in 2025, Robert Butler was registered through Northwestern Mutual Investment Services,llc.

  1. – present · 1 year
    Tuscaloosa, AL · Adviser representative · Firm CRD 337758
  2. Northwestern Mutual Investment Services,llc
    – · 15 years
    Tuscaloosa, AL · Adviser representative · Firm CRD 2881

Credentials and registrations

Investment adviser representative registrations

Robert Butler is registered as an investment adviser representative in 2 states, as a resident of Texas. Each was approved in August 2025.

  • AlabamaSince 28 August 2025
  • TexasResidentSince 29 August 2025

Examinations

SIECredited
Name
Securities Industry Essentials Examination
Series 669 April 2010
Name
Uniform Combined State Law Examination
Series 722 March 2010
Name
General Securities Representative Examination

Key facts

Full name
Robert Blake Butler
CRD
5710890
Role
Managing Member & Chief Compliance Officer
Office
302 MERCHANTS WALK, SUITE 250, Tuscaloosa, AL 35406
Registration
Investment adviser registration
In the industry since
March 2010
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Robert Butler work?

Robert Butler has been Managing Member & Chief Compliance Officer of Canterbury Capital Wealth Management, LLC since July 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 17 August 2026

Is Robert Butler a financial advisor?

Yes. Robert Butler has a current investment-adviser registration in Alabama and Texas, through Canterbury Capital Wealth Management since August 2025.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Robert Butler have?

Robert Butler has 16 years in the financial industry, since March 2010, across 2 adviser firms.

Source: IAPD individual record, checked 22 October 2026

What exams has Robert Butler passed?

Robert Butler has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in March 2010. FINRA credited Robert Butler with the SIE, which began in October 2018.

Source: IAPD individual record, checked 22 October 2026

Where is Robert Butler based?

Robert Butler’s registered office is in Tuscaloosa, AL.

Source: IAPD individual record, checked 22 October 2026

Is Robert Butler registered with FINRA?

No. Robert Butler has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify Robert Butler’s record?

Search CRD 5710890 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Robert Butler’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Sources

  1. IAPD individual record, CRD 5710890, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Canterbury Capital Wealth Management, LLC, filed 17 August 2026. Title, control and ownership bands.