Robert Black has been Vice President of Harbor Investment Advisory since December 2019, is a control person of the firm and directly owns under 5% of it.
Harbor Investment Advisory, LLC is a Lutherville, MD firm with $6.87B under management, 3,540 clients and 30 advisers across 2 offices, as of its September 2026 filing.
Robert W. Black, III is Managing Director, Financial Advisor of Harbor Investment Advisory, LLC. Black is a co-founder of the firm, which was created in 2009, and has specialized for over thirty-five years in serving ultra high net worth families, trusts, private foundations and non-profit institutions. He started his career in 1986 at Merrill Lynch, Pierce, Fenner & Smith in Washington D.C., moved to Baltimore in 1990 to join Alex. Brown & Sons, and joined Donaldson, Lufkin and Jenrette in 2000.
Robert Black’s longest registration is the current one, 16 years at Harbor Investment Advisory since 2010. Before joining Harbor Investment Advisory in 2010, Robert Black was registered through Credit Suisse Securities (USA) LLC and Donaldson Lufkin & Jenrette Securities Corporation.
- – present · 16 yearsLutherville, MD · Adviser representative · Firm CRD 151085
- Credit Suisse Securities (USA) LLC– · 7 yearsBaltimore, MD · Adviser representative · Firm CRD 816
- Donaldson Lufkin & Jenrette Securities Corporation– · 1 yearBaltimore, MD · Adviser representative · Firm CRD 7560
Investment adviser representative registrations
Robert Black is registered as an investment adviser representative in Maryland, since January 2010.
- MarylandSince 22 January 2010
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 18 November 2009 |
| Series 65 | Uniform Investment Adviser Law Examination | 9 July 1993 |
| Series 63 | Uniform Securities Agent State Law Examination | 10 June 1986 |
| Series 7 | General Securities Representative Examination | 17 May 1986 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Robert Wilmer Black
- CRD
- 1497429
- Firm
- Harbor Investment Advisory · CRD 151085
- Role
- Vice President
- Office
- 2330 W. Joppa Road, Suite 160, Lutherville, MD 21093
- Registration
- Investment adviser and broker registrations
- In the industry since
- May 1986
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- harborinvestmentadvisory.com
Where does Robert Black work?
Robert Black has been Vice President of Harbor Investment Advisory, LLC since December 2019, and is a control person of the firm.
Is Robert Black a financial advisor?
Yes. Robert Black has a current investment-adviser registration in Maryland, through Harbor Investment Advisory since January 2010.
How many years of experience does Robert Black have?
Robert Black has 40 years in the financial industry, since May 1986, across 3 adviser firms.
What exams has Robert Black passed?
Robert Black has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 24. The earliest, the Series 7, was passed in May 1986. FINRA credited Robert Black with the SIE, which began in October 2018.
Where did Robert Black work before Harbor Investment Advisory?
Before Harbor Investment Advisory, Robert Black was registered through Donaldson Lufkin & Jenrette Securities Corporation, April 2001 to January 2003.
Where is Robert Black based?
Robert Black’s registered office is in Lutherville, MD.
Is Robert Black registered with FINRA?
Yes. Robert Black has a current broker registration, under CRD 1497429.
Source: FINRA BrokerCheck
How can I verify Robert Black’s record?
Search CRD 1497429 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Robert Black’s full registration record.
