Ritesh Upadhyaya has been an investment adviser representative at Vigil Wealth Management since May 2019, and is not listed among the firm’s executive officers or direct owners.
Vigil Wealth Management, LLC is a Ponte Vedra Beach, FL firm with $186M under management, 176 clients and 3 advisers across 2 offices, as of its March 2026 filing.
Ritesh Upadhyaya’s longest registration is the current one, 7 years at Vigil Wealth Management since 2019. Before joining Vigil Wealth Management in 2019, Ritesh Upadhyaya was registered through Suntrust Advisory Services, Inc. and Suntrust Investment Services, Inc.
- Vigil Wealth Management, LLCCurrent– present · 7 yearsPonte Vedra Beach, FL · Adviser representative · Firm CRD 299619
- Suntrust Advisory Services, Inc.– · under a yearPonte Vedra Beach, FL · Adviser representative · Firm CRD 283390
- Suntrust Investment Services, Inc.– · under a yearPonte Vedra Beach, FL · Adviser representative · Firm CRD 17499
- Morgan Stanley– · 1 yearPonte Vedra Beach, FL · Adviser representative · Firm CRD 149777
Investment adviser representative registrations
Ritesh Upadhyaya is registered as an investment adviser representative in Florida, since May 2019.
- FloridaSince 17 May 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 9 August 2015 |
| Series 7 | General Securities Representative Examination | 31 May 2015 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 5971663
- Firm
- Vigil Wealth Management · CRD 299619
- Office
- 822 A1A NORTH, SUITE 102, Ponte Vedra Beach, FL 32082
- Registration
- Investment adviser registration
- In the industry since
- March 2017
- Disciplinary history
- Not yet shown here · SEC record
Where does Ritesh Upadhyaya work?
Ritesh Upadhyaya is an investment adviser representative registered through Vigil Wealth Management, LLC since May 2019, and is not listed among the firm’s executive officers or direct owners.
Is Ritesh Upadhyaya a financial advisor?
Yes. Ritesh Upadhyaya has a current investment-adviser registration in Florida, through Vigil Wealth Management since May 2019.
How many years of experience does Ritesh Upadhyaya have?
Ritesh Upadhyaya has 9 years in the financial industry, since March 2017, across 4 adviser firms.
What exams has Ritesh Upadhyaya passed?
Ritesh Upadhyaya has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in May 2015. FINRA credited Ritesh Upadhyaya with the SIE, which began in October 2018.
Where did Ritesh Upadhyaya work before Vigil Wealth Management?
Before Vigil Wealth Management, Ritesh Upadhyaya was registered through Suntrust Advisory Services, Inc., February 2017 to April 2017; Suntrust Investment Services, Inc., October 2016 to January 2017; Morgan Stanley, August 2015 to October 2016.
Where is Ritesh Upadhyaya based?
Ritesh Upadhyaya’s registered office is in Ponte Vedra Beach, FL.
Is Ritesh Upadhyaya registered with FINRA?
No. Ritesh Upadhyaya has no current broker registration.
How can I verify Ritesh Upadhyaya’s record?
Search CRD 5971663 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Ritesh Upadhyaya’s full registration record.
