Ricky Rubin has been an investment adviser representative at Tufton Capital Management since January 2023, and is not listed among the firm’s executive officers or direct owners.
Tufton Capital Management, LLC is a Hunt Valley, MD firm with $464M under management, 248 clients and 6 advisers in one office, as of its April 2026 filing.
Ricky Rubin’s longest registration is the current one, 11 years at Tufton Capital Management since 2015.
- Mercer Global Advisors Inc.Also current– present · 1 yearHunt Valley, MD · Adviser representative · Firm CRD 147363
- – present · 11 yearsHunt Valley, MD · Adviser representative · Firm CRD 113543
Investment adviser representative registrations
Ricky Rubin is registered as an investment adviser representative in Maryland, since January 2023.
- MarylandSince 13 January 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7 | General Securities Representative Examination | 13 September 1999 |
- Name
- General Securities Representative Examination
- Full name
- Ricky Scott Rubin
- CRD
- 3181611
- Firm
- Tufton Capital Management · CRD 113543
- Office
- 303 INTERNATIONAL CIRCLE, SUITE 430, Hunt Valley, MD 21030
- Registration
- Investment adviser registration
- In the industry since
- June 2015
- Disciplinary history
- Not yet shown here · SEC record
Where does Ricky Rubin work?
Ricky Rubin is an investment adviser representative registered through Tufton Capital Management, LLC since January 2023, and is not listed among the firm’s executive officers or direct owners.
Is Ricky Rubin a financial advisor?
Yes. Ricky Rubin has a current investment-adviser registration in Maryland, through Tufton Capital Management since January 2023.
How many years of experience does Ricky Rubin have?
Ricky Rubin has 11 years in the financial industry, since June 2015, across 2 adviser firms.
What exams has Ricky Rubin passed?
Ricky Rubin passed the Series 7 in September 1999.
Where is Ricky Rubin based?
Ricky Rubin’s registered office is in Hunt Valley, MD.
Is Ricky Rubin registered with FINRA?
No. Ricky Rubin has no current broker registration.
How can I verify Ricky Rubin’s record?
Search CRD 3181611 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Ricky Rubin’s full registration record.