Ricky Graves has been an investment adviser representative at Ascendor Wealth since February 2009, and is not listed among the firm’s executive officers or direct owners.
Ascendor Wealth, LLC is a Wilmington, NC firm with $146M under management, 140 clients and 6 advisers across 3 offices, as of its July 2026 filing.
- Ascendor Wealth, LLCCurrent– present · 17 yearsWilmington, NC · Adviser representative · Firm CRD 148969
Investment adviser representative registrations
Ricky Graves is registered as an investment adviser representative in North Carolina, since February 2009.
- North CarolinaSince 20 February 2009
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 30 October 2007 |
| Series 7 | General Securities Representative Examination | 22 October 2007 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 5395117
- Firm
- Ascendor Wealth · CRD 148969
- Office
- 5700 OLEANDER DRIVE, Wilmington, NC 28403
- Registration
- Investment adviser registration
- In the industry since
- February 2009
- Disciplinary history
- Not yet shown here · SEC record
Where does Ricky Graves work?
Ricky Graves is an investment adviser representative registered through Ascendor Wealth, LLC since February 2009, and is not listed among the firm’s executive officers or direct owners.
Is Ricky Graves a financial advisor?
Yes. Ricky Graves has a current investment-adviser registration in North Carolina, through Ascendor Wealth since February 2009.
How many years of experience does Ricky Graves have?
Ricky Graves has 17 years in the financial industry, since February 2009, across 1 adviser firm.
What exams has Ricky Graves passed?
Ricky Graves has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in October 2007.
Where is Ricky Graves based?
Ricky Graves’ registered office is in Wilmington, NC.
Is Ricky Graves registered with FINRA?
No. Ricky Graves has no current broker registration.
How can I verify Ricky Graves’ record?
Search CRD 5395117 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Ricky Graves’ full registration record.
