Rick Prime has been an investment adviser representative at HFG Advisors since January 2022, and is not listed among the firm’s executive officers or direct owners. Rick Prime studied University of Chicago at Booth School of Business. Rick Prime studied at the University of Wisconsin.
HFG Advisors, Inc. is a Kennewick, WA firm with $113M under management, 133 clients and 5 advisers across 3 offices, as of its March 2026 filing.
Rick Prime is a senior advisor at HFG Trust. Before joining the firm, he spent 20 years as Chief Financial Officer for various tech companies throughout California. In 2003 he founded Prime Wealth Management, a Berkeley-based registered investment advisory firm, and he joined the HFG Trust team in 2021 when HFG acquired it.
Rick Prime’s longest registration was 10 years at Cetera Advisor Networks LLC (2004–2014). Before joining HFG Advisors in 2022, Rick Prime was registered through Prime Wealth Management and Cetera Advisor Networks LLC.
- HFG Advisors, Inc.Current– present · 4 yearsKennewick, WA · Adviser representative · Firm CRD 316446
- Prime Wealth Management– · 7 yearsBerkeley, CA · Adviser representative · Firm CRD 172705
- Cetera Advisor Networks LLC– · 10 yearsBerkeley, CA · Adviser representative · Firm CRD 13572
Professional designations
Listed by HFG Advisors
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Rick Prime is registered as an investment adviser representative in 3 states. Each was approved in January 2022.
- CaliforniaSince 13 January 2022
- OregonSince 13 January 2022
- WashingtonSince 13 January 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 5 January 2004 |
| Series 7 | General Securities Representative Examination | 1 December 2003 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 4728007
- Firm
- HFG Advisors · CRD 316446
- Office
- 8131 W. GRANDRIDGE BLVD, SUITE 1, Kennewick, WA 99336
- Registration
- Investment adviser registration
- In the industry since
- January 2004
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- hfgtrust.com
Where does Rick Prime work?
Rick Prime is an investment adviser representative registered through HFG Advisors, Inc. since January 2022, and is not listed among the firm’s executive officers or direct owners.
Is Rick Prime a financial advisor?
Yes. Rick Prime has a current investment-adviser registration in California, Oregon and Washington, through HFG Advisors since January 2022.
How many years of experience does Rick Prime have?
Rick Prime has 22 years in the financial industry, since January 2004, across 3 adviser firms.
What exams has Rick Prime passed?
Rick Prime has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in December 2003.
Where did Rick Prime work before HFG Advisors?
Before HFG Advisors, Rick Prime was registered through Cetera Advisor Networks LLC, January 2004 to September 2014.
Where is Rick Prime based?
Rick Prime’s registered office is in Kennewick, WA.
Is Rick Prime registered with FINRA?
No. Rick Prime has no current broker registration.
Is Rick Prime a CFP?
HFG Advisors lists Rick Prime with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Rick Prime’s record?
Search CRD 4728007 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Rick Prime’s full registration record.
