Richard Wolffe has been an investment adviser representative at TSP Capital Management Group since December 2004, and is not listed among the firm’s executive officers or direct owners.
TSP Capital Management Group, LLC is a Summit, NJ firm with $553M under management, 144 clients and 2 advisers in one office, as of its March 2026 filing.
- – present · 21 yearsSummit, NJ · Adviser representative · Firm CRD 131889
Investment adviser representative registrations
Richard Wolffe is registered as an investment adviser representative in 2 states. The first approvals date from December 2004; the most recent is Texas, in May 2019.
- New JerseySince 17 December 2004
- TexasSince 3 May 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 18 September 2002 |
| Series 7 | General Securities Representative Examination | 5 August 2002 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Richard Colwell Wolffe
- CRD
- 4546297
- Firm
- TSP Capital Management Group · CRD 131889
- Office
- 382 SPRINGFIELD AVENUE, SUITE 500, Summit, NJ 07901
- Registration
- Investment adviser registration
- In the industry since
- December 2004
- Disciplinary history
- Not yet shown here · SEC record
Where does Richard Wolffe work?
Richard Wolffe is an investment adviser representative registered through TSP Capital Management Group, LLC since December 2004, and is not listed among the firm’s executive officers or direct owners.
Is Richard Wolffe a financial advisor?
Yes. Richard Wolffe has a current investment-adviser registration in New Jersey and Texas, through TSP Capital Management Group since December 2004.
How many years of experience does Richard Wolffe have?
Richard Wolffe has 21 years in the financial industry, since December 2004, across 1 adviser firm.
What exams has Richard Wolffe passed?
Richard Wolffe has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in August 2002.
Where is Richard Wolffe based?
Richard Wolffe’s registered office is in Summit, NJ.
Is Richard Wolffe registered with FINRA?
No. Richard Wolffe has no current broker registration.
How can I verify Richard Wolffe’s record?
Search CRD 4546297 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Richard Wolffe’s full registration record.