Richard Slater has been an investment adviser representative at McGinn Penninger Investment Management since March 2025, and is not listed among the firm’s executive officers or direct owners.
McGinn Penninger Investment Management Inc. is an Alexandria, VA firm with $204M under management, 332 clients and 3 advisers across 2 offices, as of its March 2026 filing.
Richard Slater’s longest registration was 14 years at RP Slater Financial Management, LLC (2010–2025). Before joining McGinn Penninger Investment Management in 2025, Richard Slater was registered through RP Slater Financial Management, LLC.
- – present · 1 yearAlexandria, VA · Adviser representative · Firm CRD 107396
- RP Slater Financial Management, LLC– · 14 yearsReston, VA · Adviser representative · Firm CRD 154055
Investment adviser representative registrations
Richard Slater is registered as an investment adviser representative in 7 states. The first approvals date from March 2025; the most recent is District of Columbia, in January 2026.
- CaliforniaSince 24 November 2025
- District of ColumbiaSince 30 January 2026
- FloridaSince 12 December 2025
- MarylandSince 24 November 2025
- New YorkSince 24 November 2025
- South CarolinaSince 24 November 2025
- VirginiaSince 20 March 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 10 June 2010 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Richard P Slater
- CRD
- 5798365
- Firm
- McGinn Penninger Investment Management · CRD 107396
- Office
- 277 S. WASHINGTON STREET, SUITE 340, Alexandria, VA 22314
- Registration
- Investment adviser registration
- In the industry since
- July 2010
- Disciplinary history
- Not yet shown here · SEC record
Where does Richard Slater work?
Richard Slater is an investment adviser representative registered through McGinn Penninger Investment Management Inc. since March 2025, and is not listed among the firm’s executive officers or direct owners.
Is Richard Slater a financial advisor?
Yes. Richard Slater has a current investment-adviser registration in California, District of Columbia, Florida, Maryland, New York, South Carolina and Virginia, through McGinn Penninger Investment Management since March 2025.
How many years of experience does Richard Slater have?
Richard Slater has 16 years in the financial industry, since July 2010, across 2 adviser firms.
What exams has Richard Slater passed?
Richard Slater passed the Series 65 in June 2010.
Where is Richard Slater based?
Richard Slater’s registered office is in Alexandria, VA.
Is Richard Slater registered with FINRA?
No. Richard Slater has no current broker registration.
How can I verify Richard Slater’s record?
Search CRD 5798365 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Richard Slater’s full registration record.