Richard Prozzo has been an investment adviser representative at Davidson Wealth Management since April 2024, and is not listed among the firm’s executive officers or direct owners.
Davidson Wealth Management LLC is a Forked River, NJ firm with $172M under management, 228 clients and 3 advisers in one office, as of its June 2026 filing.
- – present · 2 yearsForked River, NJ · Adviser representative · Firm CRD 153227
Investment adviser representative registrations
Richard Prozzo is registered as an investment adviser representative in New Jersey, since April 2024.
- New JerseySince 16 April 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 5 April 2024 |
| Series 7TO | General Securities Representative Examination | 5 June 2023 |
| SIE | Securities Industry Essentials Examination | 13 May 2022 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Richard Joseph Prozzo
- CRD
- 7487664
- Firm
- Davidson Wealth Management · CRD 153227
- Office
- 1041 WEST LACEY ROAD, 2ND FLOOR, Forked River, NJ 08731
- Registration
- Investment adviser and broker registrations
- In the industry since
- June 2023
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Richard Prozzo work?
Richard Prozzo is an investment adviser representative registered through Davidson Wealth Management LLC since April 2024, and is not listed among the firm’s executive officers or direct owners.
Is Richard Prozzo a financial advisor?
Yes. Richard Prozzo has a current investment-adviser registration in New Jersey, through Davidson Wealth Management since April 2024.
How many years of experience does Richard Prozzo have?
Richard Prozzo has 3 years in the financial industry, since June 2023, across 1 adviser firm.
What exams has Richard Prozzo passed?
Richard Prozzo has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in May 2022.
Where is Richard Prozzo based?
Richard Prozzo’s registered office is in Forked River, NJ.
Is Richard Prozzo registered with FINRA?
Yes. Richard Prozzo has a current broker registration, under CRD 7487664.
Source: FINRA BrokerCheck
How can I verify Richard Prozzo’s record?
Search CRD 7487664 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Richard Prozzo’s full registration record.
