Richard Pfeifer has been an investment adviser representative at Fund Advisors of America since March 2026, and is not listed among the firm’s executive officers or direct owners.
Fund Advisors of America Inc is an Orlando, FL firm with $149M under management, 585 clients and 3 advisers in one office, as of its February 2026 filing.
Rick Pfeifer is Senior Portfolio Manager of Fund Advisors of America, based in Orlando, Florida. His responsibilities include portfolio management and the implementation and monitoring of investment strategies for client portfolios. Before joining the firm, Pfeifer worked for a global money management firm as a Financial Advisor on an investment research team that specialized in Asia.
- Fund Advisors of America IncCurrent– present · under a yearOrlando, FL · Adviser representative · Firm CRD 112567
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 8 June 2005 |
| Series 63 | Uniform Securities Agent State Law Examination | 8 December 1987 |
| Series 7 | General Securities Representative Examination | 15 August 1987 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Richard Paul Pfeifer
- CRD
- 1655327
- Firm
- Fund Advisors of America · CRD 112567
- Office
- 1800 PEMBROOK DRIVE, SUITE 300, Orlando, FL 32810
- Registration
- Investment adviser registration
- In the industry since
- August 2005
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- fundadvisorsofamerica.com
Where does Richard Pfeifer work?
Richard Pfeifer is an investment adviser representative registered through Fund Advisors of America Inc since March 2026, and is not listed among the firm’s executive officers or direct owners.
Is Richard Pfeifer a financial advisor?
Yes. Richard Pfeifer has a current investment-adviser registration, through Fund Advisors of America since March 2026.
How many years of experience does Richard Pfeifer have?
Richard Pfeifer has 21 years in the financial industry, since August 2005, across 1 adviser firm.
What exams has Richard Pfeifer passed?
Richard Pfeifer has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in August 1987.
Where is Richard Pfeifer based?
Richard Pfeifer’s registered office is in Orlando, FL.
Is Richard Pfeifer registered with FINRA?
No. Richard Pfeifer has no current broker registration.
How can I verify Richard Pfeifer’s record?
Search CRD 1655327 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Richard Pfeifer’s full registration record.