Richard Johnson has been an investment adviser representative at PCG Wealth Advisors since January 2018, and is not listed among the firm’s executive officers or direct owners.
PCG Wealth Advisors, LLC is an Overland Park, KS firm with $931M under management, 1,959 clients and 24 advisers across 7 offices, as of its June 2026 filing.
Richard Johnson’s longest registration was 19 years at Waddell & Reed (1998–2017). Before joining PCG Wealth Advisors in 2018, Richard Johnson was registered through Good Life Advisors, LLC and Waddell & Reed.
- PCG Wealth ManagementCurrent– present · 8 yearsLombard, IL · Adviser representative · Firm CRD 290977
- Good Life Advisors, LLC– · under a yearWestchester, IL · Adviser representative · Firm CRD 171898
- Waddell & Reed– · 19 yearsOak Brook, IL · Adviser representative · Firm CRD 866
Investment adviser representative registrations
Richard Johnson is registered as an investment adviser representative in Illinois, since January 2018.
- IllinoisSince 4 January 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 4 February 2008 |
| Series 65 | Uniform Investment Adviser Law Examination | 24 July 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 11 February 1997 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 5 February 1997 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Richard Kent Johnson
- CRD
- 2848793
- Firm
- PCG Wealth Advisors · CRD 290977
- Office
- 377 E. Butterfield Rd., Ste. 640, Lombard, IL 60148
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 1997
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Richard Johnson work?
Richard Johnson is an investment adviser representative registered through PCG Wealth Advisors, LLC since January 2018, and is not listed among the firm’s executive officers or direct owners.
Is Richard Johnson a financial advisor?
Yes. Richard Johnson has a current investment-adviser registration in Illinois, through PCG Wealth Advisors since January 2018.
How many years of experience does Richard Johnson have?
Richard Johnson has 29 years in the financial industry, since February 1997, across 3 adviser firms.
What exams has Richard Johnson passed?
Richard Johnson has passed 4 licensing exams: the Series 6, Series 63, Series 65 and Series 7. The earliest, the Series 6, was passed in February 1997. FINRA credited Richard Johnson with the SIE, which began in October 2018.
Where did Richard Johnson work before PCG Wealth Advisors?
Before PCG Wealth Advisors, Richard Johnson was registered through Good Life Advisors, LLC, December 2017 to January 2018; Waddell & Reed, January 1998 to December 2017.
Where is Richard Johnson based?
Richard Johnson’s registered office is in Lombard, IL.
Is Richard Johnson registered with FINRA?
Yes. Richard Johnson has a current broker registration, under CRD 2848793.
Source: FINRA BrokerCheck
How can I verify Richard Johnson’s record?
Search CRD 2848793 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Richard Johnson’s full registration record.
