Richard Houghton has been an investment adviser representative at Partners Capital Services since February 2013, and is not listed among the firm’s executive officers or direct owners.
Partners Capital Services, Inc. is a Hauppauge, NY firm with $109M under management, 238 clients and 12 advisers across 2 offices, as of its February 2026 filing.
Richard Houghton’s longest registration is the current one, 13 years at Partners Capital Services since 2013. Before joining Partners Capital Services in 2013, Richard Houghton was registered through L.M. Kohn & Company and Raymond James & Associates, Inc.
- – present · 13 yearsAtlanta, GA · Adviser representative · Firm CRD 127621
- L.M. Kohn & Company– · 1 yearAtlanta, GA · Adviser representative · Firm CRD 27913
- Raymond James & Associates, Inc.– · 7 yearsAtlanta, GA · Adviser representative · Firm CRD 705
- Wachovia Securities, LLC– · under a yearAtlanta, GA · Adviser representative · Firm CRD 19616
Investment adviser representative registrations
Richard Houghton is registered as an investment adviser representative in 5 states. The first approvals date from February 2013; the most recent is South Carolina, in April 2024.
- District of ColumbiaSince 8 January 2021
- FloridaSince 20 November 2018
- GeorgiaSince 12 February 2013
- LouisianaSince 19 April 2022
- South CarolinaSince 16 April 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 2 August 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 25 January 1984 |
| Series 7 | General Securities Representative Examination | 21 January 1984 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Richard Daniel Houghton
- CRD
- 1224746
- Firm
- Partners Capital Services · CRD 127621
- Office
- 6000 Lake Forrest Drive N. W., Suite 325, Atlanta, GA 30338
- Registration
- Investment adviser and broker registrations
- In the industry since
- January 1984
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Richard Houghton work?
Richard Houghton is an investment adviser representative registered through Partners Capital Services, Inc. since February 2013, and is not listed among the firm’s executive officers or direct owners.
Is Richard Houghton a financial advisor?
Yes. Richard Houghton has a current investment-adviser registration in District of Columbia, Florida, Georgia, Louisiana and South Carolina, through Partners Capital Services since February 2013.
How many years of experience does Richard Houghton have?
Richard Houghton has 42 years in the financial industry, since January 1984, across 4 adviser firms.
What exams has Richard Houghton passed?
Richard Houghton has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in January 1984. FINRA credited Richard Houghton with the SIE, which began in October 2018.
Where did Richard Houghton work before Partners Capital Services?
Before Partners Capital Services, Richard Houghton was registered through L.M. Kohn & Company, January 2012 to February 2013; Raymond James & Associates, Inc., May 2004 to January 2012; Wachovia Securities, LLC, March 2003 to January 2004.
Where is Richard Houghton based?
Richard Houghton’s registered office is in Atlanta, GA.
Is Richard Houghton registered with FINRA?
Yes. Richard Houghton has a current broker registration, under CRD 1224746.
Source: FINRA BrokerCheck
How can I verify Richard Houghton’s record?
Search CRD 1224746 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Richard Houghton’s full registration record.