Richard Horner has been an investment adviser representative at Atlantis Wealth Advisors since August 2015, and is not listed among the firm’s executive officers or direct owners.
Atlantis Wealth Advisors LLC is a Maumee, OH firm with $150M under management, 338 clients and 4 advisers across 5 offices, as of its March 2026 filing.
Richard Horner’s longest registration is the current one, 11 years at Atlantis Wealth Advisors since 2015. Before joining Atlantis Wealth Advisors in 2015, Richard Horner was registered through Next Financial Group, Inc. and Transamerica Financial Advisors, Inc.
- Atlantis Wealth Advisors LLCCurrent– present · 11 yearsElkhart, IN · Adviser representative · Firm CRD 169956
- Next Financial Group, Inc.– · 8 yearsElkhart, IN · Adviser representative · Firm CRD 46214
- Transamerica Financial Advisors, Inc.– · 7 yearsElkhart, IN · Adviser representative · Firm CRD 3600
Investment adviser representative registrations
Richard Horner is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from August 2015; the most recent is Texas, in April 2024.
- IndianaSince 31 August 2015
- TexasResidentSince 11 April 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 29 October 2007 |
| Series 51 | Municipal Fund Securities Principal Examination | 31 March 2003 |
| Series 24 | General Securities Principal Examination | 14 March 2001 |
| Series 7 | General Securities Representative Examination | 8 December 1997 |
| Series 22 | Direct Participation Programs Representative Examination | 4 June 1993 |
| Series 63 | Uniform Securities Agent State Law Examination | 3 February 1992 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 3 February 1992 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Municipal Fund Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Direct Participation Programs Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Richard Lee Horner
- CRD
- 2210682
- Firm
- Atlantis Wealth Advisors · CRD 169956
- Office
- 2300 MIDDLEBURY ST., Elkhart, IN 46516
- Registration
- Investment adviser registration
- In the industry since
- February 1992
- Disciplinary history
- Not yet shown here · SEC record
Where does Richard Horner work?
Richard Horner is an investment adviser representative registered through Atlantis Wealth Advisors LLC since August 2015, and is not listed among the firm’s executive officers or direct owners.
Is Richard Horner a financial advisor?
Yes. Richard Horner has a current investment-adviser registration in Indiana and Texas, through Atlantis Wealth Advisors since August 2015.
How many years of experience does Richard Horner have?
Richard Horner has 34 years in the financial industry, since February 1992, across 3 adviser firms.
What exams has Richard Horner passed?
Richard Horner has passed 7 licensing exams: the Series 63, Series 6, Series 22, Series 7, Series 24, Series 51 and Series 66. The earliest, the Series 63, was passed in February 1992. FINRA credited Richard Horner with the SIE, which began in October 2018.
Where did Richard Horner work before Atlantis Wealth Advisors?
Before Atlantis Wealth Advisors, Richard Horner was registered through Next Financial Group, Inc., November 2006 to August 2015; Transamerica Financial Advisors, Inc., July 1999 to November 2006.
Where is Richard Horner based?
Richard Horner’s registered office is in Elkhart, IN.
Is Richard Horner registered with FINRA?
No. Richard Horner has no current broker registration.
How can I verify Richard Horner’s record?
Search CRD 2210682 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Richard Horner’s full registration record.
- Frank EchelmeyerChief Compliance Officer
- Darren MunnCEO/Managing Member