Richard Geisman is a control person of Aspen Grove Capital and directly owns between 10% and 25% of it. Richard Geisman holds a B.S.B.A. in Finance from Boston University.
Aspen Grove Capital is an investment adviser based in Avon, CO, registered with the SEC since 2013. It provides financial planning and investment management. Its clients include individuals and pooled investment vehicles. Its regulatory assets under management total $6.67 billion, as filed on 14 September 2026. Its fees, ownership and offices are on the firm’s profile.
Rick Geisman is Co-Founder, President and Chief Financial Officer of Aspen Grove Capital. He has more than 30 years of experience in financial services, serves as lead advisor to several family office relationships and is a member of the firm's Investment Committee. He works with families on governance and succession planning. Before co-founding the firm, he held senior positions in the institutional equities business at CIBC World Markets and Sandler O'Neill.
- CRD
- 2153452
- Firm
- Aspen Grove Capital · CRD 158166
- Role
- Chief Compliance Officer
- In role since
- February 2013 · 13 years
- Control person
- Yes
- Direct ownership
- 10% to 25%
- Firm headquarters
- Avon, CO
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- aspengrovellc.com
Where does Richard Geisman work?
Richard Geisman has been Chief Compliance Officer of Aspen Grove Capital, LLC since February 2013, and is a control person of the firm.
How can I verify Richard Geisman’s record?
Richard Geisman’s role is listed on Aspen Grove Capital, LLC’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 158166.