Richard Cook has been an investment adviser representative at Level Wealth Management since July 2023, and is not listed among the firm’s executive officers or direct owners.
Level Wealth Management LLC is a Greensboro, NC firm with $237M under management, 94 clients and 2 advisers across 2 offices, as of its January 2026 filing.
Richard Cook’s longest registration was 4 years at Cambridge Investment Research Advisors, Inc. (2018–2023). Before joining Level Wealth Management in 2023, Richard Cook was registered through Cambridge Investment Research Advisors, Inc.
- Level Wealth Management LLCCurrent– present · 3 yearsCharlotte, NC · Adviser representative · Firm CRD 301381
- Cambridge Investment Research Advisors, Inc.– · 4 yearsMint Hill, NC · Adviser representative · Firm CRD 134139
Investment adviser representative registrations
Richard Cook is registered as an investment adviser representative in North Carolina, since July 2023.
- North CarolinaSince 5 July 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 18 July 2014 |
| Series 7 | General Securities Representative Examination | 8 July 2014 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Richard Andrew Cook
- CRD
- 6348762
- Firm
- Level Wealth Management · CRD 301381
- Office
- Charlotte, NC
- Registration
- Investment adviser registration
- In the industry since
- October 2015
- Disciplinary history
- Not yet shown here · SEC record
Where does Richard Cook work?
Richard Cook is an investment adviser representative registered through Level Wealth Management LLC since July 2023, and is not listed among the firm’s executive officers or direct owners.
Is Richard Cook a financial advisor?
Yes. Richard Cook has a current investment-adviser registration in North Carolina, through Level Wealth Management since July 2023.
How many years of experience does Richard Cook have?
Richard Cook has 11 years in the financial industry, since October 2015, across 2 adviser firms.
What exams has Richard Cook passed?
Richard Cook has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in July 2014. FINRA credited Richard Cook with the SIE, which began in October 2018.
Where did Richard Cook work before Level Wealth Management?
Before Level Wealth Management, Richard Cook was registered through Cambridge Investment Research Advisors, Inc., September 2018 to June 2023.
Where is Richard Cook based?
Richard Cook’s registered office is in Charlotte, NC.
Is Richard Cook registered with FINRA?
No. Richard Cook has no current broker registration.
How can I verify Richard Cook’s record?
Search CRD 6348762 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Richard Cook’s full registration record.