Richard Coleman has been an investment adviser representative at Latitude Advisors since September 2019, and is not listed among the firm’s executive officers or direct owners.
Latitude Advisors, LLC is a firm with $567M under management, 1,590 clients and 65 advisers across 26 offices, as of its April 2026 filing.
Richard Coleman’s longest registration was 15 years at H. Beck, Inc. (2004–2019). Before joining Latitude Advisors in 2019, Richard Coleman was registered through H. Beck, Inc. and Main Street Management Company.
- GWN Securities Inc.Also current– present · 7 yearsAdviser representative and broker · Firm CRD 128929
- Latitude Advisors, LLCCurrent– present · 7 yearsErie, PA · Adviser representative · Firm CRD 151001
- H. Beck, Inc.– · 15 yearsErie, PA · Adviser representative · Firm CRD 1763
- Main Street Management Company– · under a yearErie, PA · Adviser representative · Firm CRD 547
Investment adviser representative registrations
Richard Coleman is registered as an investment adviser representative in Pennsylvania, since September 2019.
- PennsylvaniaSince 30 September 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 20 November 2002 |
| Series 7 | General Securities Representative Examination | 23 November 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 31 October 1985 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 31 October 1985 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Richard Gerald Coleman
- CRD
- 1419145
- Firm
- Latitude Advisors · CRD 151001
- Office
- PO Box 10591, Erie, PA 16514
- Registration
- Investment adviser and broker registrations
- In the industry since
- November 1985
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Richard Coleman work?
Richard Coleman is an investment adviser representative registered through Latitude Advisors, LLC since September 2019, and is not listed among the firm’s executive officers or direct owners.
Is Richard Coleman a financial advisor?
Yes. Richard Coleman has a current investment-adviser registration in Pennsylvania, through Latitude Advisors since September 2019.
How many years of experience does Richard Coleman have?
Richard Coleman has 40 years in the financial industry, since November 1985, across 4 adviser firms.
What exams has Richard Coleman passed?
Richard Coleman has passed 4 licensing exams: the Series 63, Series 6, Series 7 and Series 24. The earliest, the Series 63, was passed in October 1985. FINRA credited Richard Coleman with the SIE, which began in October 2018.
Where did Richard Coleman work before Latitude Advisors?
Before Latitude Advisors, Richard Coleman was registered through Main Street Management Company, October 2003 to April 2004.
Where is Richard Coleman based?
Richard Coleman’s registered office is in Erie, PA.
Is Richard Coleman registered with FINRA?
Yes. Richard Coleman has a current broker registration, under CRD 1419145.
Source: FINRA BrokerCheck
How can I verify Richard Coleman’s record?
Search CRD 1419145 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Richard Coleman’s full registration record.